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Description of Document
−Removed: Assembly Biosciences, Inc.
−Removed: 2020 Corporate Bonus Plan.
−Removed: Omnibus Amendment to Assembly Biosciences, Inc.
−Removed: Stock Incentive Plans.
−Removed: Assembly Biosciences, Inc.
−Removed: 2020 Inducement Award Plan (the 2020 Inducement Award Plan).
−Removed: Form of Notice of Stock Option Grant and Stock Option Agreement under the 2020 Inducement Award Plan.
−Removed: Form of Restricted Stock Unit Award Notice and Restricted Stock Unit Award Agreement under the 2020 Inducement Award Plan.
−Removed: Amendment No.
−Removed: 1 to Employment Agreement, dated February 26, 2020, between Assembly Biosciences, Inc.
−Removed: and Thomas J.
+Added: Fifth Amended and Restated Certificate of Incorporation, effective as of June 12, 2020.
+Added: Amended and Restated Bylaws of Assembly Biosciences, Inc.
Amendment No.
−Removed: 1 to Employment Agreement, dated February 26, 2020, between Assembly Biosciences, Inc.
−Removed: Stamm, M.D., Ph.D.
+Added: 3 to Assembly Biosciences, Inc.
+Added: 2018 Stock Incentive Plan.
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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Represents management contracts or compensatory plans or arrangements.
−Removed: The certification attached as Exhibit 32.1 that accompanies this Quarterly Report on Form 10-Q is not deemed filed with the SEC and is not to be incorporated by reference into any filing of Assembly Biosciences, Inc.
+Added: The certifications attached as Exhibit 32.1 and Exhibit 32.2 that accompany this Quarterly Report on Form 10-Q are not deemed filed with the SEC and are not to be incorporated by reference into any filing of Assembly Biosciences, Inc.
under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing.
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Assembly Biosciences, Inc.
+Added: August 5, 2020
McHutchison, A.O., M.D.
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(Principal Executive Officer)
+Added: August 5, 2020
/s/ Thomas J.
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.