1 unchanged sentence
Trading Arrangements
−Removed: During the quarter ended June 30, 2024, none of our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K under the Exchange Act.
+Added: During the quarter ended September 29, 2024, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated the contracts, instructions or written plans for the purchase or sale of Arlo’s securities set forth in the table below:
+Added: Type of Trading Arrangement
+Added: Name and Position Action Action Date
+Added: Non-Rule 10b5-1 (2)
+Added: Total Shares of Common Stock
+Added: Expiration Date
+Added: Matthew McRae ,
+Added: Chief Executive Officer
+Added: Adoption August 27, 2024
+Added: (3) X up to 777,680 November 21, 2025
+Added: Matthew McRae ,
+Added: Chief Executive Officer
+Added: August 27, 2024
+Added: (4) X up to 525,594 March 7, 2025
+Added: Kurtis Binder ,
+Added: Chief Financial Officer and Chief Operating Officer
+Added: Adoption August 29, 2024
+Added: (3) X up to 497,801 (5) August 30, 2025
+Added: Brian Busse ,
+Added: General Counsel
+Added: Adoption August 27, 2024
+Added: (3) X up to 132,450 November 21, 2025
+Added: Ralph Faison ,
+Added: Adoption August 26, 2024
+Added: (3) X up to 100,000 November 21, 2025
+Added: _________________________
+Added: (1) Contract, instruction or written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act.
+Added: (2) “Non-Rule 10b5-1 trading arrangement” as defined in Item 408(c) of Regulation S-K under the Exchange Act.
+Added: (3) Adopted for personal tax planning purposes.
+Added: (4) Represents the termination of a written plan intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) adopted on November 30, 2023.
+Added: (5) This plan is designed to sell a specified percentage of the net shares delivered after tax withholding on five separate equity awards.
+Added: The actual number of shares to be sold will depend on state and federal tax rates applicable on the relevant vesting dates as well as the payout, if any, of shares to be granted in the first quarter of 2025 in settlement of Mr.
+Added: Binder’s 2024 annual bonus which are assumed to be achieved at 100% of target and settled using a price per share calculated by a 30 day average as of August 29, 2024, which is the adoption date of this plan.
+Added: For certain equity awards in the 10b5-1 Plan, Mr.
+Added: Binder has designated target prices ranging from $15 to $25 for the sale of shares.
+Added: If the Arlo stock is not trading at or above the target prices, the shares cannot be sold.
Exhibit Index
8 unchanged sentences
S-1/A 7/23/2018 4.1
−Removed: Amended and Restated Non-Employee Director Compensation Policy
Rule 13a-14(a)/15d-14(a) Certification of Principal Executive Officer
9 unchanged sentences
104 Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101) X
−Removed: Indicates management contract or compensatory plan or arrangement.
# This certification is deemed to accompany this Quarterly Report on Form 10-Q and will not be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liabilities of that section.
10 unchanged sentences
(Principal Financial and Accounting Officer)
−Removed: August 8, 2024
+Added: November 7, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.