Item 2. Unregistered Sales of Equity Securities
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
 
23
 
 
Alpha Pro Tech, Ltd.
 
 
 
ISSUER PURCHASES OF EQUITY SECURITIES
 
The following table sets forth purchases made by or on behalf of the Company or any “affiliated purchaser,” as defined in Rule 10b-18(a)(3) of the Exchange Act:
 
 
 
Issuer Purchases of Equity Securities
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
 
Total Number of
 
 
 
 
 
 
 
 
 
 
 
 
Shares Purchased
 
 
Approximate Dollar Value
 
 
 
 
 
 
 
 
 
as Part of Publicly
 
 
of Shares that May Yet Be
 
 
 
Total Number of
 
 
Average Price Paid
 
 
Announced
 
 
Purchased Under the
 
Period
 
Shares Purchased
 
 
per Share
 
 
Program (1)
 
 
Program (1)
 
July 1 - 31, 2022
 
 
78,100
 
 
$
4.48
 
 
 
78,100
 
 
$
2,010,000
 
August 1 - 31, 2022
 
 
84,900
 
 
 
4.31
 
 
 
84,900
 
 
 
1,641,000
 
September 1 - 30, 2022
 
 
96,200
 
 
 
4.07
 
 
 
96,200
 
 
 
1,246,000
 
 
 
 
259,200
 
 
$
4.27
 
 
 
259,200
 
 
 
 
 
 
(1) On June 23, 2022, the Company announced that the Board of Directors had authorized a $2,000,000 expansion of the Company’s existing share repurchase program. All of the shares included in this table were purchased pursuant to this program. The share repurchase program expires on December 15, 2022.
 
SECURITIES SOLD
 
We did not sell unregistered equity securities during the period covered by this report.
 
24
 
 
Alpha Pro Tech, Ltd.
 
 
 
ITEM 6. EXHIBITS
 
 
3.1.1(P)
Certificate of Incorporation of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3(f) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893).
3.1.2(P)
Certificate of Amendment of Certificate of Incorporation of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3(j) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893).
3.1.3(P)
Certificate of Ownership and Merger (BFD Industries, Inc. into Alpha Pro Tech, Ltd.), incorporated by reference to Exhibit 3(l) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893).
3.2(P)
Bylaws of Alpha Pro Tech, Ltd., incorporated by reference to Exhibit 3(g) to Form 10-K for the year ended December 31, 1994, filed on March 31, 1995 (File No. 000-19893).
31.1
Certification of President and Chief Executive Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended.
31.2
Certification of Chief Financial Officer pursuant to Rule 13a-14(a) and Rule 15d-14(a) of the Securities Exchange Act, as amended.
32.1
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – President and Chief Executive Officer.
32.2
Certification Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 – Chief Financial Officer.
101
Interactive Data Files for Alpha Pro Tech, Ltd’s Form 10-Q for the period ended September 30, 2022, formatted in Inline XBRL.
104
Cover Page Interactive Data File (formatted as Inline XBRL and contained in Exhibit 101).
 
 
 
(P) Indicates a paper filing with the SEC.
 
25
 
 
Alpha Pro Tech, Ltd.
 
SIGNATURES
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
 
 
 
 
ALPHA PRO TECH, LTD.
 
 
 
 
 
 
 
 
 
 
 
DATE:
November 8, 2022
 
BY:        /s/Lloyd Hoffman
 
 
 
 
 
 
 
 
 
Lloyd Hoffman
 
 
 
 
President and Chief Executive Officer
 
 
 
DATE:
November 8, 2022
 
BY:        /s/Colleen McDonald
 
 
 
 
Colleen McDonald
 
 
 
 
Chief Financial Officer
 
 
26
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.