ALPHA MODUS HOLDINGS, INC. 10-K

Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Our Class A common stock and public warrants are listed on the Nasdaq Capital Market tier of The Nasdaq Stock Market LLC (the “Nasdaq”), under the symbols “AMOD” and “AMODW,” respectively. During the years ending December 31, 2025 and 2024, there was limited trading of our common stock, and, therefore, the high and low trading price information for our shares for each quarter for the last two years, through the year ended December 31, 2024, as reported by OTCMarkets.com, is as follows: 2025 FISCAL YEAR High Low First Quarter $ 6.0199 $ 1.02 Second Quarter $ 1.62 $ 1.01 Third Quarter $ 2.6 $ 0.8605 Fourth Quarter $ 1.3 $ 0.40 2024 FISCAL YEAR High Low First Quarter $ 10.79 $ 10.68 Second Quarter $ 11.9899 $ 10.77 Third Quarter $ 11.5 $ 11.27 Fourth Quarter $ 13.49 $ 2.2 Record Holders As of _________, 2026, there were _____________ shares of our Class A common stock issued and outstanding, which shares were owned by approximately ________ holders of record, based on information provided by our transfer agent. Dividend Policy We have never declared a cash dividend on our common stock and our Board of Directors does not anticipate that we will pay cash dividends in the foreseeable future. Any future determination to pay cash dividends will be at the discretion of our board of directors and will depend upon our financial condition, operating results, capital requirements, restrictions contained in our agreements and other factors which our Board of Directors deems relevant. Recent Sales of Unregistered Securities On October 24, 2025, the Company entered into consulting agreements with Rucus Holdings LLC (“Rucus”) and Leron Group LLC (“Leron”), pursuant to which Rucus and Leron would provide marketing and sales services to the Company in connection with the rollout of the Company’s financial services kiosks with a major US retailer, and the Company would issue Rucus 250,000 shares of Class A common stock, and the Company would issue Leron 4,000,000 shares of Class A common stock. Such shares were issued to Rucus and Leron on or about January 20, 2026. On or about January 20, 2026, the Company issued 66,721 shares of Class A common stock to each of the four non-employee directors of the Company (William Ullman, Greg Richter, Michael Garel, and Scott Wattenberg) in consideration of (i) each of the directors’ $25,000 quarterly equity fee for the fourth quarter of 2025 pursuant to their director agreements, valued based on the 10-day average closing price of the Company’s common stock as of the end of the fourth quarter of 2025, or approximately $0.5457 per share and (ii) each of the directors’ $25,000 quarterly equity fee for the third quarter of 2025 pursuant to their director agreements, valued based on the 10-day average closing price of the Company’s common stock as of the end of the third quarter of 2025, or approximately $1.196 per share. 42 On or about January 20, 2026, the Company issued 166,801 shares of Class A common stock to the Company’s Chief Revenue Officer, Thomas Gallagher, in consideration of (i) his $62,500 quarterly equity fee for the fourth quarter of 2025 pursuant to his employment agreement, valued based on the 10-day average closing price of the Company’s common stock as of the end of the fourth quarter of 2025, or approximately $0.5457 per share, and (ii) his $62,500 quarterly equity fee for the third quarter of 2025 pursuant to his employment agreement, valued based on the 10-day average closing price of the Company’s common stock as of the end of the third quarter of 2025, or approximately $1.196 per share. On or about January 20, 2026, the Company issued 54,249 shares of Class A common stock to the Company’s Chief Financial Officer, Rodney Sperry, in consideration of (i) his $18,000 quarterly equity fee for the fourth quarter of 2025 pursuant to his employment agreement, valued based on the closing price of the Company’s common stock as of the end of the fourth quarter of 2025, or approximately $0.4601 per share, and (ii) his $18,000 quarterly equity fee for the third quarter of 2025 pursuant to his employment agreement, valued based on the closing price of the Company’s common stock as of the end of the third quarter of 2025, or approximately $1.19 per share. On or about January 20, 2026, the Company issued 119,752 shares of Class A common stock to the Company’s VP of Technology, Puneet Vij, in consideration of his $65,342.47 equity fee for September 16, 2025, through December 31, 2025 ($225,000 per year) pursuant to his employment agreement, valued based on the 10-day average closing price of the Company’s common stock as of the end of the fourth quarter of 2025, or approximately $0.5457 per share. Item 6. Selected Financial Data. We are a smaller reporting company as defined by Rule 12b-2 of the Securities Exchange Act of 1934 and are not required to provide the information under this item. We reserve the right to not provide the Selected Financial Data in our future filings.