Aeluma, Inc. 10-K

Item 5. Market for Registrant’s Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Market Information Our common stock, par value $0.0001 per share, began trading on the Nasdaq Capital Market on March 27, 2025 under the symbol of “ALMU”. Prior to that date, our common stock traded on the OTCQB system under the symbol “ALMU” from August 26, 2022 to March 26, 2025. Our CUSIP number is 00776X109. Holders of Record As of September 7, 2025, we had 15,892,887 shares of our common stock outstanding held by approximately 41 stockholders of record. Dividend Policy We have never paid any cash dividends on our capital stock and do not anticipate paying any cash dividends on our common stock in the foreseeable future. We intend to retain future earnings to fund ongoing operations and future capital requirements. Any future determination to pay cash dividends will be at the discretion of our board of directors and will be dependent upon financial condition, results of operations, capital requirements and such other factors as the board of directors deems relevant. Securities Authorized for Issuance under Equity Compensation Plans Information about our equity compensation plan is incorporated herein by reference to Part III, Item 12 of this Report. Recent Sales of Unregistered Securities During the fiscal year ended June 30, 2025, we did not sell any equity securities that were not registered under the Securities Act of 1933, as amended, and not previously disclosed in our Current Reports on Form 8-K. Purchases of Equity Securities by the Issuer and Affiliated Purchasers We did not purchase any shares of our common stock or other securities during the quarter ended June 30, 2025. Item 6. Reserved.