ALLSTATE CORP 10-Q

Item 2. Unregistered Sales of Equity Securities and Use of Proceeds Issuer Purchases of Equity Securities Period Total number of shares (or units) purchased (1) Average price paid per share (or unit) Total number of shares (or units) purchased as part of publicly announced plans or programs (2) Maximum number (or approximate dollar value) of shares (or units) that may yet be purchased under the plans or programs (3) July 1, 2022 - July 31, 2022 Open Market Purchases 1,847,253 $ 122.30 1,846,288 August 1, 2022 - August 31, 2022 Open Market Purchases 1,871,433 $ 123.09 1,870,760 September 1, 2022 - September 30, 2022 Open Market Purchases 1,667,939 $ 125.88 1,664,478 Total 5,386,625 $ 123.68 5,381,526 $ 1.16 billion (1) In accordance with the terms of its equity compensation plans, Allstate acquired the following shares in connection with the vesting of restricted stock units and performance stock awards and the exercise of stock options held by employees and/or directors. The shares were acquired in satisfaction of withholding taxes due upon exercise or vesting and in payment of the exercise price of the options. July: 965 August: 673 September: 3,461 (2) From time to time, repurchases under our programs are executed under the terms of a pre-set trading plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934. (3) In August 2021, we announced the approval of a common share repurchase program for $5 billion which is expected to be completed after March 31, 2023. The Inflation Reduction Act, enacted in August 2022 imposes a 1% excise tax on stock repurchases occurring after December 31, 2022. The excise tax on stock repurchases will be classified as an additional cost of the stock acquired included in treasury stock in shareholders’ equity . See the Recent Developments section for further details. Third Quarter 2022 Form 10-Q 81 Item 6. Exhibits (a) Exhibits The following is a list of exhibits filed as part of this Form 10-Q. Incorporated by Reference Exhibit Number Exhibit Description Form File Number Exhibit Filing Date Filed or Furnished Herewith 4 The Allstate Corporation hereby agrees to furnish to the Commission, upon request, the instruments defining the rights of holders of each issue of long-term debt of it and its consolidated subsidiaries 10 Voluntary Retirement Agreement dated August 18, 2022, between Glenn T. Shapiro and Allstate Insurance Company 8-K 1-11840 10 August 18, 2022 15 Acknowledgment of awareness from Deloitte & Touche LLP, dated November 2 , 2022, concerning unaudited interim financial information X 31(i) Rule 13a-14(a) Certification of Principal Executive Officer X 31(i) Rule 13a-14(a) Certification of Principal Financial Officer X 32 Section 1350 Certifications X 101.INS Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document X 101.SCH Inline XBRL Taxonomy Extension Schema Document X 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X 104 Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) X 82 www.allstate.com Signature Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. The Allstate Corporation (Registrant) November 2, 2022 By /s/ John C. Pintozzi John C. Pintozzi Senior Vice President, Controller and Chief Accounting Officer (Authorized Signatory and Principal Accounting Officer) Third Quarter 2022 Form 10-Q 83