Item 5. Other Information
Item 5. Other information
(a) Other Information
N/A.
34
Item 6. Exhibits
(a) Exhibits
No. Description
10.1 Form of Third Amendment to Supplement #2 to Master Loan Agreement with Exhibit A, dated September 25, 2020 by and between Contrail Aviation Support, LLC and Old National Bank (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated September 30, 2020) (Commission File No. 001-35476)
10.2 Supplement #8 to Master Loan Agreement dated November 24, 2020 between Borrowers Contrail Aviation Support, LLC and Contrail Aviation Leasing, LLC and Lender Old National Bank (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated December 11, 2020) (Commission File No. 001-35476)
10.3 $43,598,000 Promissory Note – Term Note G of Contrail Aviation Support, LLC and Contrail Aviation Leasing, LLC in favor of Old National Bank dated November 24, 2020. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K dated December 11, 2020) (Commission File No. 001-35476)
10.4 Commercial Security Agreement of Contrail Aviation Support, LLC dated November 24, 2020. (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K dated December 11, 2020) (Commission File No. 001-35476)
10.5 Commercial Security Agreement of Contrail Aviation Leasing, LLC dated November 24, 2020. (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K dated December 11, 2020) (Commission File No. 001-35476)
10.6 First Amendment to Master Loan Agreement, dated November 24, 2020 between Contrail Aviation Support, LLC, Contrail Aviation Leasing, LLC and Old National Bank. (incorporated by reference to Exhibit 10.5 to the Company’s Current Report on Form 8-K dated December 11, 2020) (Commission File No. 001-35476)
10.7 Term Loan Agreement for Mail Street Priority Loan Facility by and between Park State Bank and AirCo 1, LLC dated as of December 11, 2020. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K dated December 23, 2020) (Commission File No. 001-35476)
10.8 $6,200,000 Main Street Priority Loan Facility Term of AirCo 1, LLC in favor of Park State Bank dated December 11, 2020. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K dated December 23, 2020) (Commission File No. 001-35476)
10.9 Security Agreement of AirCo 1, LLC dated as of December 11, 2020. (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K dated December 23, 2020) (Commission File No. 001-35476)
10.10 Pledge Agreement by and between AirCo, LLC and Park State Bank dated as of December 11, 2020. (incorporated by reference to Exhibit 10.4 to the Company’s Current Report on Form 8-K dated December 23, 2020) (Commission File No. 001-35476)
10.11 Air T, Inc. 2020 Omnibus Stock and Incentive Plan*
10.12 Form of Non-Qualified Stock Option Award Agreement under 2020 Omnibus Stock and Incentive Plan*
99.1 Press Release dated December 23, 2020 announcing proposed Aircraft Equity Vehicle and Management Business(incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K dated December 23, 2020) (Commission File No. 001-35476)
99.2 Press Release regard Warrant Extension dated January 11, 2021(incorporated by reference to Exhibit 99.1 to the Company’s Current Report on Form 8-K dated January 11, 202) (Commission File No. 001-35476)
31.1 Section 302 Certification of Chief Executive Officer and President
31.2 Section 302 Certification of Chief Financial Officer
32.1 Section 1350 Certifications
101 The following financial information from the Quarterly Report on Form 10-Q for the quarter ended December 31, 2020, formatted in XBRL (Extensible Business Reporting Language): (i) Condensed Consolidated Statements of Income, (ii) the Condensed Consolidated Balance Sheets, (iii) the Condensed Consolidated Statements of Cash Flows, (iv) the Condensed Consolidated Statements of Stockholders Equity, and (v) the Notes to the Condensed Consolidated Financial Statements.
* Subject to stockholder approval
35
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AIR T, INC.
Date: February 12, 2021
/s/ Nick Swenson
Nick Swenson, Chief Executive Officer and Director
/s/ Brian Ochocki
Brian Ochocki, Chief Financial Officer
36
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.