AGNT, Inc. 10-Q

Item 5. OTHER INFORMATION On September 29, 2023, Glenn Sanford , the Company’s Chairman of the Board, Chief Executive Officer and Chief Executive Officer of eXp Realty, LLC , adopted a Rule 10b5–1 trading arrangement (as defined in Item 408 of Regulation S-K). The duration of the trading arrangement is through January 10, 2025 . The aggregate number of shares of the Company’s common stock that may be sold pursuant to the trading arrangement is 945,000 . During the three months ended September 30, 2023, and except as set forth in this Item 5, no other directors of officers (as defined in Rule 16a-1(f) of the Securities Exchange Act of 1934) informed us the adoption or termination of a Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as defined in Item 408 of Regulation S-K. ​ ​ 30 Table of Contents Item 6. EXHIBITS ​ ​ ​ ​ ​ ​ Exhibit ​ Exhibit ​ ​ ​ Incorporated by Reference Number Description Form Exhibit Filing Date/Period End Date 3.1 ​ Restated Certificate of Incorporation ​ 10-K 3.1 2/28/2023 ​ ​ ​ ​ ​ ​ ​ 3.2 ​ Restated Bylaws ​ 10-K 3.2 2/28/2023 ​ ​ ​ ​ ​ ​ ​ 4.1 ​ Description of Securities ​ 10-K 4.1 2/28/2023 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 31.1* ​ Certification of the Chief Executive Officer pursuant to Rule 13a 14(a) under the Securities Exchange Act of 1934 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 31.2* ​ Certification of the Chief Financial Officer pursuant to Rule 13a 14(a) under the Securities Exchange Act of 1934 ​ ​ ​ ​ ​ ​ ​ ​ ​ 32.1** ​ Certification of the Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 32.2** ​ Certification of the Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.INS ​ Inline XBRL Instance Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.SCH ​ Inline XBRL Taxonomy Extension Schema Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.CAL ​ Inline XBRL Taxonomy Extension Calculation Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.DEF ​ Inline XBRL Taxonomy Extension Definition Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.LAB ​ Inline XBRL Taxonomy Extension Label Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ 101.PRE ​ Inline XBRL Taxonomy Extension Presentation Linkbase Document ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ 104 ​ Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101) ​ ​ ​ ​ * Filed herewith ** Furnished herewith ​ 31 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ​ ​ ​ November 2, 2023 eXp World Holdings, Inc. ​ ​ (Registrant) ​ ​ ​ ​ ​ /s/ Jeff Whiteside ​ ​ Jeff Whiteside ​ ​ Chief Financial Officer (Principal Financial Officer) ​ ​ ​ 32