Addus HomeCare Corp 10-Q

Item 5. Other Information During the quarter ended March 31, 2026 , each of the following directors and Section 16 officers adopted a Rule 10b5 - 1 Trading Arrangement (as defined in Item 408 (a) of Regulation S-K) to sell common shares: Shares Vesting and Subject to Other Shares Being Sold Name Title Adoption Date Expiration Date ( 1 ) Sell-To-Cover ( 2 ) (Subject to Certain Conditions) Roberton Stevenson EVP and Chief Human Resources Officer March 5, 2026 February 23, 2027 3,521 n/a Michael Wattenbarger EVP and Chief Information Officer March 3, 2026 February 23, 2027 3,852 n/a R. Dirk Allison Chief Executive Officer and Chairman of the Board March 2, 2026 February 23, 2027 32,492 n/a Darby Anderson EVP and Chief Government Affairs & Community Relations Officer March 3, 2026 February 23, 2027 4,901 n/a Heather Brianne Dixon President and Chief Operating Officer March 6, 2026 September 15, 2027 13,614 n/a Cliff Blessing EVP and Chief Development Officer March 6, 2026 February 23, 2027 3,521 n/a Brian Poff EVP, Chief Financial Officer, Secretary and Treasurer March 2, 2026 February 23, 2027 13,101 n/a Monica Raines EVP and Chief Compliance and Quality Officer March 5, 2026 February 23, 2027 3,521 n/a Sean Gaffney EVP and Chief Legal Officer March 5, 2026 February 23, 2027 4,901 n/a David Tucker EVP and Chief Strategy Officer March 5, 2026 February 23, 2027 4,277 n/a ( 1 ) Each plan will expire on the date represented in the table or upon the earlier completion of all transactions contemplated by the arrangement. ( 2 ) This column indicates the total number of shares vesting in connection with equity awards, not the number of shares to be sold. The actual number of shares to be sold will be a smaller number based on whatever is required to satisfy payment of applicable withholding taxes under sell-to-cover arrangements. Each trading arrangement noted above is intended to satisfy the affirmative defense in Rule 10b5 - 1 (c). No other director or Section 16 officer adopted or terminated any Rule 10b5 - 1 trading arrangements or non-Rule 10b5 - 1 trading arrangements, as such terms are defined in Item 408 (a) of Regulation S-K, during the quarter ending March 31, 2026 . 37 Table of Contents Item 6. Exhibits EXHIBIT INDEX Incorporated by Reference Exhibit Number Description of Document Form File No. Date Filing Exhibit Number 3.1 Amended and Restated Certificate of Incorporation of the Company dated as of October 27, 2009. 10-Q 001-34504 11/20/2009 3.1 3.2 Amended and Restated Bylaws of the Company, as amended by the First Amendment to the Amended and Restated Bylaws. 10-Q 001-34504 05/09/2013 3.2 4.1 Form of Common Stock Certificate. S-1 333-160634 10/02/2009 4.1 31.1 Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1 Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 32.2 Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101.INS Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document). 101.SCH Inline XBRL Taxonomy Extension Schema Document. 101.CAL Inline XBRL Taxonomy Calculation Linkbase Document. 101.LAB Inline XBRL Taxonomy Label Linkbase Document. 101.PRE Inline XBRL Presentation Linkbase Document. 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101). 38 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ADDUS HOMECARE CORPORATION Date: May 5, 2026 By: /s/ R. DIRK ALLISON R. Dirk Allison Chairman and Chief Executive Officer (As Principal Executive Officer) Date: May 5, 2026 By: /s/ BRIAN POFF Brian Poff Chief Financial Officer (As Principal Financial Officer) 39