Item 5. Other Information
Item 5. Other Information
During the quarter ended September 30, 2025 , each of the following directors and Section 16 officers terminated a Rule 10b5 - 1 Trading Arrangement (as defined in Item 408 (a) of Regulation S-K) to sell common shares:
Shares Vesting and Subject to
Other Shares Being Sold
Name
Title
Adoption Date
Expiration Date ( 1 )
Termination Date
Sell-To-Cover ( 2 )
(Subject to Certain Conditions)
W. Bradley Bickham
President and Chief Operating Officer
March 5, 2025
February 24, 2026
August 13, 2025
12,173 n/a
( 1 ) Each plan would have expired on the date represented in the table or upon the earlier completion of all transactions contemplated by the arrangement.
( 2 ) This column indicates the total number of shares vesting in connection with equity awards, not the number of shares to be sold. The actual number of shares to be sold would have been a smaller number based on whatever was required to satisfy payment of applicable withholding taxes under sell-to-cover arrangements.
During the quarter ended September 30, 2025 , each of the following directors and Section 16 officers adopted a Rule 10b5 - 1 Trading Arrangement (as defined in Item 408 (a) of Regulation S-K) to sell common shares:
Shares Vesting and Subject to
Other Shares Being Sold
Name
Title
Adoption Date
Expiration Date ( 1 )
Sell-To-Cover ( 2 )
(Subject to Certain Conditions)
W. Bradley Bickham
President and Chief Operating Officer
August 13, 2025
March 10, 2026
26,760 n/a
W. Bradley Bickham
President and Chief Operating Officer
September 5, 2025
March 26, 2026
36,161 n/a
( 1 ) Each plan will expire on the date represented in the table or upon the earlier completion of all transactions contemplated by the arrangement.
( 2 ) This column indicates the total number of shares vesting in connection with equity awards, not the number of shares to be sold. The actual number of shares to be sold will be a smaller number based on whatever is required to satisfy payment of applicable withholding taxes under sell-to-cover arrangements.
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Table of Contents
Item 6. Exhibits
EXHIBIT INDEX
Incorporated by Reference
Exhibit
Number
Description of Document
Form
File No.
Date Filing
Exhibit
Number
3.1
Amended and Restated Certificate of Incorporation of the Company dated as of October 27, 2009.
10-Q
001-34504
11/20/2009
3.1
3.2
Amended and Restated Bylaws of the Company, as amended by the First Amendment to the Amended and Restated Bylaws.
10-Q
001-34504
05/09/2013
3.2
4.1
Form of Common Stock Certificate.
S-1
333-160634
10/02/2009
4.1
10.1
Employment and Non-Competition Agreement, dated August 4, 2025, by and between Addus Healthcare, Inc. and Heather Dixon.
8-K
001-34504
08/07/2025
10.1
10.2
Amended and Restated Retention and Transition Agreement, dated August 4, 2025, by and between Addus Healthcare, Inc. and W. Bradley Bickham.
8-K
001-34504
08/07/2025
10.2
31.1
Certification of Chief Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2
Certification of Chief Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1
Certification of Chief Executive Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2
Certification of Chief Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS
Inline XBRL Instance Document (the instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document).
101.SCH
Inline XBRL Taxonomy Extension Schema Document.
101.CAL
Inline XBRL Taxonomy Calculation Linkbase Document.
101.LAB
Inline XBRL Taxonomy Label Linkbase Document.
101.PRE
Inline XBRL Presentation Linkbase Document.
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document.
104
Cover Page Interactive Data File (embedded within the Inline XBRL document and contained in Exhibit 101).
46
Table of Contents
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
ADDUS HOMECARE CORPORATION
Date: November 4, 2025
By:
/s/ R. DIRK ALLISON
R. Dirk Allison
Chairman and Chief Executive Officer
(As Principal Executive Officer)
Date: November 4, 2025
By:
/s/ BRIAN POFF
Brian Poff
Chief Financial Officer
(As Principal Financial Officer)
47
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.