JCE offering history
Every offering-related filing in Nuveen Core Equity Alpha Fund’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 399 filings back to Jan 12, 2007.
| Date | Filing | What it means | |
|---|---|---|---|
| May 30, 2025 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 19, 2024 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jul 19, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Feb 25, 2019 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 27, 2007 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
JCE offering FAQ
When did JCE last execute an offering?
Per SEC filings, Nuveen Core Equity Alpha Fund's most recent priced offering document is a 424B2 filed 2024-07-19. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did JCE last announce or register an offering?
No offering registration (S-1/S-3/F-1/F-3) appears in the filings reviewed back to 2007-01-12.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.