GSM offering history
Every offering-related filing in Ferroglobe PLC’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 291 filings back to May 6, 2015.
| Date | Filing | What it means | |
|---|---|---|---|
| Oct 7, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Sep 23, 2021 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Sep 22, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Sep 10, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Aug 13, 2021 | 424B7 → | UPDATE | Resale prospectus — existing holders registering to sell |
| Aug 12, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Aug 10, 2021 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| Jul 29, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Jun 21, 2021 | 424B2 → | EXECUTED | Prospectus supplement priced — shares or notes (large filers: often a bond deal) |
| Jun 15, 2021 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Jun 11, 2021 | F-3/A → | REGISTERED | F-3/A registration — capacity to sell shares, not a sale yet |
| May 10, 2021 | F-3 → | REGISTERED | F-3 registration — capacity to sell shares, not a sale yet |
| Nov 14, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Sep 7, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 13, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Jul 13, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 1, 2016 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Mar 31, 2016 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Mar 15, 2016 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Feb 19, 2016 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
| Aug 12, 2015 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Aug 11, 2015 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
GSM offering FAQ
When did GSM last execute an offering?
Per SEC filings, Ferroglobe PLC's most recent priced offering document is a 424B2 filed 2021-10-07. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did GSM last announce or register an offering?
The most recent registration is a F-3 filed 2021-09-10. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.