BAM offering history
Every offering-related filing in Brookfield Asset Management Ltd.’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 223 filings back to Jul 29, 2022.
| Date | Filing | What it means | |
|---|---|---|---|
| Apr 14, 2026 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 19, 2026 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 13, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Sep 4, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Aug 7, 2025 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Apr 22, 2025 | FWP → | MARKETING | Free-writing prospectus — offering being marketed |
| Feb 5, 2025 | 8-K → | EXECUTED | Unregistered share sale disclosed (8-K item 3.02) |
| Jun 11, 2024 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 3, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 30, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 11, 2023 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Oct 11, 2023 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 21, 2022 | 424B3 → | UPDATE | Prospectus update — often a resale registration, not necessarily new capital |
| Nov 21, 2022 | EFFECT → | EFFECTIVE | SEC declared a registration effective — selling can begin |
| Nov 15, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Nov 9, 2022 | F-1/A → | REGISTERED | F-1/A registration — capacity to sell shares, not a sale yet |
| Oct 19, 2022 | F-1 → | REGISTERED | F-1 registration — capacity to sell shares, not a sale yet |
Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.
BAM offering FAQ
When did BAM last execute an offering?
Per SEC filings, Brookfield Asset Management Ltd.'s most recent priced offering document is a 8-K filed 2025-02-05. Note a 424B takedown can price shares or notes (debt) — the linked document says which.
When did BAM last announce or register an offering?
The most recent registration is a F-1/A filed 2022-11-15. A registration is capacity to sell shares — not a sale.
Does an offering always mean dilution?
Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.