Offerings // Goldman Sachs Physical Gold ETF

AAAU offering history

Every offering-related filing in Goldman Sachs Physical Gold ETF’s recent SEC record — registrations (announced capacity) kept separate from pricing documents (executed sales). Reviewed 81 filings back to Aug 30, 2017.

Last executed offering

None found

in filings back to Aug 30, 2017

Last registration (announced)

Mar 10, 2022

S-3 — capacity, not a sale

Executed, last 12 months

424B pricings + 8-K 3.02 sales

Registered, last 12 months

S-1/S-3/F-series registrations

Date	Filing		What it means
Mar 25, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 25, 2022	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Mar 10, 2022	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Feb 3, 2022	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 8, 2021	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jan 8, 2021	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Dec 28, 2020	S-3 →	REGISTERED	S-3 registration — capacity to sell shares, not a sale yet
Dec 14, 2020	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Feb 7, 2020	AW →	WITHDRAWN	Registration withdrawn
Jan 30, 2020	AW →	WITHDRAWN	Registration withdrawn
Jun 20, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Jun 20, 2019	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jun 11, 2019	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet
May 17, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Mar 19, 2019	424B3 →	UPDATE	Prospectus update — often a resale registration, not necessarily new capital
Aug 3, 2018	EFFECT →	EFFECTIVE	SEC declared a registration effective — selling can begin
Jul 30, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Jul 6, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
May 25, 2018	S-1/A →	REGISTERED	S-1/A registration — capacity to sell shares, not a sale yet
Apr 20, 2018	S-1 →	REGISTERED	S-1 registration — capacity to sell shares, not a sale yet

AAAU offering-related filings from SEC EDGAR, newest first (capped at 40). Each links to the original document.

Two honest limits. (1) A 424B takedown can price shares or notes— EDGAR’s metadata doesn’t say which, so open the document: large investment-grade filers use these mostly for bond deals (no dilution), small-caps mostly for shares. (2) At-the-market (ATM) programs sell shares gradually and individual sales are not separately filed — the visible footprint is the enabling shelf and its 424B5; actual ATM share counts surface later in the 10-Q/10-K share count. Educational information from public filings, not investment advice.

Is a shelf active now? →Do they need money? →Red flags →Full AAAU workspace →

AAAU offering FAQ

When did AAAU last execute an offering?

No executed-offering document (424B pricing supplement or 8-K item 3.02) appears in the 81 filings EDGAR returns for Goldman Sachs Physical Gold ETF, reviewed back to 2017-08-30.

When did AAAU last announce or register an offering?

The most recent registration is a S-3 filed 2022-03-10. A registration is capacity to sell shares — not a sale.

Does an offering always mean dilution?

Registered direct offerings and shelf takedowns issue new shares and dilute existing holders. Resale registrations (424B3/B7) let existing holders sell and do not create new shares. Secondary sales by insiders also do not dilute. Each row here is labeled with what it is.