Dilution profile // every instrument, one screen, from SEC filings

SAB Biotherapeutics, Inc. (SABSW)

CIK 1833214 · all EDGAR filings →

Overall dilution risk
HIGHworst of 4 computed signals (offering ability)
= the worst band among the computed sub-ratings, no hidden weighting
Offering ability
HIGH$1156M registered
= total registered offering amount from the fee exhibits of live registrations (bands: $1M / $20M)
one or more live registrations had no structured fee data, so the true total is AT LEAST this
Overhead supply
LOWwarrants = 3% of O/S
= warrant shares outstanding divided by current shares outstanding (bands: 20% / 50%)
warrants only; converts, ATMs and equity lines are not in free structured data, so the true overhead is AT LEAST this
Historical dilution
MEDIUM+74% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
a reverse-split-sized cliff is in this window; read the chart
Cash need
LOW~27.5 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2021-03-292026-08-03

Latest: 91.0M shares as of Aug 3, 2026 (10-Q). Share count fell from 52.3M to 9.2M between Oct 31, 2023 and Mar 18, 2024, a pattern consistent with a reverse split (roughly 1-for-6); simultaneous issuance can skew the raw ratio, so confirm in the filings. The red bar marks the cliff.

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool · source filing →

Warrants

TrancheWarrantsExercise priceTermNotes
Enrollment Date Warrants90.5M$218.75
Pre-Funded Warrants2.8M$0.0001
Preferred PIPE Series B Warrants1.5Mnot tagged
Private Placement Warrants850,119not taggedFV $3,000
Preferred Pipe Placement Agent Warrants850,119$6.3
Pipe Private Placement Warrants736,337$10.8
Pipe Warrants736,337not tagged
Business Combination Public Warrants575,000not tagged
Release Date Warrants500,000$175
Preferred Tranche C Warrants107,115not tagged5y
Preferred Tranche B Warrants42,846not tagged0.2y
Ladenburg Agreement Warrants30,000$5.4243y

Tranches exactly as the company dimensioned them in its 10-Q filed Aug 6, 2026. Groupings can overlap (a “Series E and F” row is not additive with a “Series E” row), so do not sum this column. A tranche the filer did not tag is absent here, not absent from the cap table. DOWN-ROUND = the filer tagged price-protection accounting scoped to that tranche.

Warrants outstanding: 2.8M underlying shares, as reported Mar 31, 2026 (10-Q).

Reported exercise price: $0.01 (aggregate figure as tagged; individual tranches vary).

Rough fully diluted estimate: 93.7M = 91.0M O/S + 2.8M warrant shares. An estimate, not a filing figure: it ignores converts, options and RSUs, and the two inputs carry different as-of dates.

Convertible notes

No convertible-note facts tagged in the 10-Q filed Aug 6, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Registrations and offerings

Registered offering capacity on live registrations: $1156.3Mfrom the structured fee exhibits; registered is not remaining, takedowns are not subtracted

S-3Dec 29, 2025$300.0M registeredfiling →
S-3Sep 2, 2025$856.3M registeredfiling →
S-3Nov 3, 2023no structured fee exhibit in this filing (predates fee-data XBRL or fee deferred)filing →

Last 12 months: 2 executed · 3 registered.

EXECUTEDMar 19, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EXECUTEDMar 17, 2026Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EFFECTIVEJan 7, 2026SEC declared a registration effective — selling can beginEFFECT
REGISTEREDDec 29, 2025S-3 registration — capacity to sell shares, not a sale yetS-3
UPDATENov 12, 2025Prospectus update — often a resale registration, not necessarily new capital424B3
EFFECTIVESep 30, 2025SEC declared a registration effective — selling can beginEFFECT
REGISTEREDSep 22, 2025S-3/A registration — capacity to sell shares, not a sale yetS-3/A
REGISTEREDSep 2, 2025S-3 registration — capacity to sell shares, not a sale yetS-3
EXECUTEDJul 21, 2025Unregistered share sale disclosed (8-K item 3.02)8-K
EXECUTEDJan 26, 2024Shelf takedown priced — shares or notes (small-caps: usually shares; open the filing to confirm)424B5
EFFECTIVENov 28, 2023SEC declared a registration effective — selling can beginEFFECT
REGISTEREDNov 20, 2023S-3/A registration — capacity to sell shares, not a sale yetS-3/A

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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