Dilution profile // every instrument, one screen, from SEC filings

PennantPark Floating Rate Capital Ltd. (PFLA)

CIK 1504619 · all EDGAR filings →

Overall dilution risk
HIGHworst of 3 computed signals (cash need)
= the worst band among the computed sub-ratings, no hidden weighting
not every sub-rating was computable; treat as a floor
Offering ability
LOWno live registration found
= is there a registration (S-1/S-3 family) on file without a later withdrawal
Overhead supply
NOT COMPUTEDno warrant count tagged in XBRL
= warrant shares outstanding divided by current shares outstanding
absence of a tag is not proof of absence of warrants
Historical dilution
MEDIUM+69% O/S in 3y
= share count now vs 3 years ago (bands: 30% / 100%); a reverse split pushes this negative
Cash need
HIGH~1.7 months of runway
= cash vs trailing operating burn (bands: 6mo / 24mo; positive operating CF = low)
the company itself flagged going-concern doubt

Same rating bands the category standard uses, but free, with the formula on the chip and the gaps in the data said out loud.

Shares outstanding over time

2022-08-032026-08-10

Latest: 99.2M shares as of Aug 10, 2026 (10-Q).

Cash runway

Going-concern warning

auditor flagged substantial doubt

The company itself flagged going-concern doubt in a filing.

Full breakdown: cash runway tool · source filing →

Warrants

No warrant figures tagged in this filer’s XBRL facts. That means the company has not reported them in structured form; it does not prove no warrants exist. The exhibits are the ground truth.

Convertible notes

No convertible-note facts tagged in the 10-Q filed Aug 10, 2026. If convertible notes exist, their terms live in exhibit prose for this filer and are not parsed; absence of a tag is not proof of absence. The exhibits are the ground truth.

Registrations and offerings

Last 12 months: 4 executed · 0 registered.

EXECUTEDMay 28, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDMay 27, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
MARKETINGMay 27, 2026Free-writing prospectus — offering being marketedFWP
EXECUTEDFeb 27, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDFeb 25, 2026Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
MARKETINGFeb 25, 2026Free-writing prospectus — offering being marketedFWP
EXECUTEDJul 17, 2024Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EFFECTIVEJul 17, 2024SEC declared a registration effective — selling can beginEFFECT
EXECUTEDAug 11, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDMar 31, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDJan 25, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2
EXECUTEDJan 23, 2023Prospectus supplement priced — shares or notes (large filers: often a bond deal)424B2

Full history and shelf status: offering checker · S-3 shelf checker

Source: SEC EDGAR XBRL company facts and filing metadata, fetched live and cached briefly. Share counts are cover-page figures with their form named. Warrant tranches and convertible notes come from the dimensioned facts in the latest 10-Q/10-K instance document, exactly as the company tagged them; untagged tranches and notes are absent, not disproven. Nothing on this page is manually verified and nothing is behind a login: what free data supports is shown, what it cannot support is stated. Not investment advice.

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