1 unchanged sentence
Securities Trading Plans
−Removed: During the three months ended June 30, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” as defined in Item 408 (c) of Regulation S-K except as follows:
−Removed: Name/Title Type of Plan Adoption Date End Date Aggregate Number of
−Removed: Securities to be Sold Plan Description
−Removed: David Russell / Senior Vice President - Finance, Corporate Controller
−Removed: Rule 10b5-1 trading plan May 23, 2024 February 14, 2025 39,394 (1)
−Removed: Sale of Shares/ Exercise of Stock Appreciation Rights
−Removed: and Sale of Resulting Shares
−Removed: (1) Represents 5,000 shares of common stock owned by Mr.
−Removed: Russell and a maximum of 34,394 shares of common stock to be received upon exercise of stock appreciation rights awards specified in the plan.
−Removed: The resulting number of shares of common stock received and sold following the stock appreciation rights exercise will depend upon the appreciation of the award and the number of shares withheld for any taxes.
+Added: During the three months ended September 30, 2024, none of the Company’s directors or executive officers adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities that was intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or any “non-Rule 10b5-1 trading arrangement” as defined in Item 408 (c) of Regulation S-K.
(a) Exhibit Index
Exhibit Description
−Removed: 10.1 Refinancing Amendment No.
−Removed: 7, dated as of April 26, 2024, to Credit Agreement dated as of June 16, 2016 among Pizza Hut Holdings, LLC, KFC Holding Co.
−Removed: and Taco Bell of America, LLC, as borrowers, the Lenders from time to time party thereto and JPMorgan Chase Bank, N.A., as Collateral Agent, Swing Line Lender, an L/C Issuer and Administrative Agent for the Lenders, which is incorporated herein by reference from Exhibit 10.1 to YUM's Report on 8-K filed on April 26, 2024.
15 Letter from KPMG LLP regarding Unaudited Interim Financial Information (Acknowledgement of Independent Registered Public Accounting Firm).
13 unchanged sentences
Pursuant to the requirement of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, duly authorized officer of the registrant.
−Removed: August 8, 2024 /s/ David Russell
+Added: November 7, 2024 /s/ David Russell
Senior Vice President, Finance and Corporate Controller
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.