Block, Inc. 10-Q

Item 5. Other Information Securities Trading Plans of Directors and Executive Officers During the quarter ended March 31, 2025, the following officers, as defined in Rule 16a-1(f), and director adopted or terminated a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, that are each intended to satisfy the affirmative defense in Rule 10b5-1(c), as follows: Name and Title Action Date of Adoption or Termination Expiration Date Maximum Aggregate Number of Class A Shares to be Sold Amrita Ahuja Chief Operating Officer & Chief Financial Officer Adoption February 25, 2025 May 27, 2026, or earlier if all transactions are completed 178,963 Chrysty Esperanza Chief Legal Officer Adoption February 25, 2025 June 2, 2026, or earlier if all transactions are completed 3,000 Dhananjay Prasanna Technology + Engineering Lead Adoption February 25, 2025 May 27, 2026, or earlier if all transactions are completed 111,734 Anthony Eisen Director Adoption February 25, 2025 May 27, 2026, or earlier if all transactions are completed 310,000 Brian Grassadonia Ecosystem Lead Adoption March 3, 2025 (i) June 2, 2026, or earlier if all transactions are completed 56,905 Brian Grassadonia Ecosystem Lead Termination (ii) March 19, 2025 March 30, 2025, or earlier if all transactions are completed 652,282 (i) On March 26, 2025 , Mr. Grassadonia terminated this Rule 10b5-1 trading arrangement prior to the execution of any trades. (ii) Trading arrangement was originally adopted on November 29, 2023. No other officers, as defined in Rule 16a-1(f), or directors adopted and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the last fiscal quarter. 90 Item 6. Exhibits The documents listed in the Exhibit Index of this Quarterly Report on Form 10-Q are incorporated by reference or are filed with this Quarterly Report on Form 10-Q (numbered in accordance with Item 601 of Regulation S-K). EXHIBIT INDEX Incorporated by Reference Exhibit Number Description Form File No. Exhibit Filing Date 4.1 Supplemental Indenture, dated January 21, 2025, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (2026 Convertible Notes). 10-K 001-37622 4.6 February 24, 2025 4.2 Supplemental Indenture, dated January 21, 2025, between the Registrant and The Bank of New York Mellon Trust Company, N.A. (202 7 Convertible Notes). 10-K 001-37622 4.9 February 24, 2025 4.3 Description of Class A Common Stock. 10-K 001-37622 4.17 February 24, 2025 10.1 Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement. 10-K 001-37622 10.2.2 February 24, 2025 10.2 Form of Stock Option Grant and Stock Option Agreement. 10-K 001-37622 10.2.4 February 24, 2025 10.3 Block, Inc. Outside Director Compensation Policy, as amended and restated. 10-K 001-37622 10.6 February 24, 2025 31.1 Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 31.2 Certification of Principal Financial Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. 32.1† Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. 101 The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended March 31, 2025, formatted in Inline XBRL: (i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Income (Loss), (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statements of Stockholders’ Equity, and (vi) Notes to Condensed Consolidated Financial Statements. 104 Cover Page Interactive Data File, formatted in Inline XBRL (included in Exhibit 101) † The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Block, Inc. under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Quarterly Report on Form 10-Q, irrespective of any general incorporation language contained in such filing. 91 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. BLOCK, INC. Date: May 1, 2025 By: /s/ Jack Dorsey Jack Dorsey Block Head and Chairperson (Principal Executive Officer) By: /s/ Amrita Ahuja Amrita Ahuja Chief Financial Officer & Chief Operating Officer (Principal Financial Officer) 92