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Securities Trading Plans of Directors and Executive Officers
−Removed: During the quarterly period ended March 31, 2024, the following officer, as defined in Rule 16a-1(f), adopted or terminated a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
−Removed: On March 1, 2024 , Chrysty Esperanza , our Chief Legal Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 36,790 shares of our Class A common stock.
+Added: During the quarterly period ended June 30, 2024, the following officer, as defined in Rule 16a-1(f), adopted a “Rule 10b5-1 trading arrangement” as defined in Regulation S-K Item 408, as follows:
+Added: On May 14, 2024 , Ajmere Dale , our Chief Accounting Officer , adopted a Rule 10b5-1 trading arrangement providing for the sale from time to time of an aggregate of up to 6,000 shares of our Class A common stock.
The trading arrangement is intended to satisfy the affirmative defense in Rule 10b5-1(c).
−Removed: The duration of the trading arrangement is until May 31, 2025, or earlier if all transactions under the trading arrangement are completed.
−Removed: No other officers or directors, as defined in Rule 16a-1(f), adopted and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the quarter ended March 31, 2024.
+Added: The duration of the trading arrangement is until August 13, 2025 , or earlier if all transactions under the trading arrangement are completed.
+Added: No other officers, as defined in Rule 16a-1(f), or directors adopted and/or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement,” as defined in Regulation S-K Item 408, during the quarter ended June 30, 2024.
The documents listed in the Exhibit Index of this Quarterly Report on Form 10-Q are incorporated by reference or are filed with this Quarterly Report on Form 10-Q (numbered in accordance with Item 601 of Regulation S-K).
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Exhibit Filing Date
−Removed: 10.1 Eighth Amendment to Revolving Credit Agreement, dated as of March 29, 2024, among Block, Inc., the lenders that are party thereto and Goldman Sachs Bank USA, as Administrative Agent
−Removed: 001-37622 10.1 April 1, 2024
−Removed: Form of Restricted Stock Unit Award and Restricted Stock Unit Agreement .
−Removed: February 22, 2024
−Removed: Form of Stock Option Grant and Stock Option Agreement .
−Removed: February 22, 2024
−Removed: Outside Director Compensation Policy, as amended and restated .
−Removed: 10.6 February 22, 2024
−Removed: Form of Change of Control and Severance Agreement between the Registrant and certain of its executive officers entered into on and after January 27, 2020 .
−Removed: 10.8 February 22, 2024
+Added: 4.1 Indenture, dated as of May 9, 2024, by and between Block, Inc.
+Added: and Bank of New York Mellon Trust Company, N.A., as Trustee.
+Added: 001-37622 4.1 May 9, 2024
+Added: 4.2 Form of 6.50% Senior Note due 2032 (included in Exhibit 4.1).
+Added: 001-37622 4.2 May 9, 2024
+Added: 10.1 Purchase Agreement, dated as of May 6, 2024, among Block, Inc.
+Added: and Goldman Sachs & Co.
+Added: Morgan Securities LLC and Morgan Stanley & Co.
+Added: LLC, as representatives of the initial purchasers listed in Schedule 1 thereto.
+Added: 001-37622 10.1 May 9, 2024
31.1 Certification of Principal Executive Officer pursuant to Exchange Act Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
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32.1† Certifications of Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101 The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2023, formatted in Inline XBRL:
+Added: 101 The following financial statements from the Company’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2024, formatted in Inline XBRL:
(i) Condensed Consolidated Balance Sheets, (ii) Condensed Consolidated Statements of Operations, (iii) Condensed Consolidated Statements of Comprehensive Income (Loss), (iv) Condensed Consolidated Statements of Cash Flows, (v) Condensed Consolidated Statements of Stockholders’ Equity, and (vi) Notes to Condensed Consolidated Financial Statements.
104 Cover Page Interactive Data File, formatted in Inline XBRL (included in Exhibit 101)
−Removed: + Indicates management contract or compensatory plan.
† The certifications attached as Exhibit 32.1 that accompany this Quarterly Report on Form 10-Q are deemed furnished and not filed with the Securities and Exchange Commission and are not to be incorporated by reference into any filing of Block, Inc.
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: May 2, 2024 By:
+Added: August 1, 2024 By:
/s/ Jack Dorsey
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Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.