Other Information
−Removed: The information set forth below is included herein, by our option, for the purpose of providing disclosure under “Item 8.01 – Other Events.” of Form 8-K.
−Removed: Effective as of July 28, 2021, Tyler Hoffman departed as Chief Revenue Officer of the Company.
See the Exhibit index following the signature page to this Form 10-Q for a list of exhibits filed or furnished with this report, which Exhibit Index is incorporated herein by reference.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: August 16, 2021 By:
+Added: November 15, 2021 By:
/s/ Nadir Ali
52 unchanged sentences
S-1 333-190574 3.2 8/12/2013
+Added: 3.12 Bylaws Amendment .
+Added: 8-K 001-36404 3.2 9/13/2021
4.1 Specimen Stock Certificate of the Company.
4 unchanged sentences
8-K 001-36404 3.1 1/15/2019
−Removed: 4.4 Promissory Note, dated as of March 18, 2020.
−Removed: 8-K 001-36404 4.1 3/20/2020
Exhibit Number 3 Exhibit Description Form File No.
Exhibit Filing Date Filed Herewith
+Added: 4.4 Promissory Note, dated as of March 18, 2020.
+Added: 8-K 001-36404 4.1 3/20/2020
4.5 Form of Purchase Warrant.
14 unchanged sentences
8-K 001-36404 4.2 2/17/2021
−Removed: 10.1* Form of Purchase Agreement.
−Removed: 8-K 001-36404 10.1 1/25/2021
−Removed: 10.2* Form of Purchase Agreement.
−Removed: 8-K 001-36404 10.1 2/12/2021
−Removed: 10.3* Form of Purchase Agreement.
−Removed: 8-K 001-36404 10.1 2/17/2021
−Removed: 10.4 Amendment #2 to Promissory Note, dated as of March 17, 2021, by and between Inpixon and Iliad Research and Trading, L.P.
−Removed: 8-K 001-36404 10.1 3/19/2021
−Removed: 10.5 Securities Settlement Agreement, dated as of April 14, 2021, by and between Sysorex, Inc.
+Added: 4.13 Form of Warrant.
8-K 001-36404 4.1 9/13/2021
−Removed: 10.6 Right to Shares Letter Agreement, dated as of April 14, 2021, by and between Sysorex, Inc.
+Added: 4.14 Series 7 Convertible Preferred Stock Certificate of Designation, filed with the Secretary of State of the State of Nevada and effective September 31, 2021.
8-K 001-36404 3.1 9/15/2021
−Removed: 10.7 Form of Registration Rights Agreement, dated as of April 14, 2021 by and among Sysorex, Inc.
−Removed: and the parties to the Securities Subscription Agreement and certain other parties.
+Added: 10.1* Form of Securities Purchase Agreement
8-K 001-36404 10.1 9/13/2021
−Removed: 10.8# Stockholders’ Agreement, dated as of April 9, 2021, among Inpixon, Game Your Game, Inc.
−Removed: and the Minority Stockholders.
+Added: 10.2 Form of Lock-up Agreement
8-K 001-36404 10.2 9/13/2021
−Removed: 31.1 Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 .
−Removed: Exhibit Number 4 Exhibit Description Form File No.
−Removed: Exhibit Filing Date Filed Herewith
−Removed: 31.2 Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2021 .
+Added: 31.1 Certification of the Company’s Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 .
+Added: 31.2 Certification of the Company’s Principal Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, with respect to the registrant’s Quarterly Report on Form 10-Q for the quarter ended September 30, 2021 .
32.1## Certification of the Company’s Principal Executive Officer and Principal Financial Officer pursuant to 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: 101.INS Inline XBRL Instant Document X
−Removed: 101.SCH Inline XBRL Taxonomy Extension Schema Document X
−Removed: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document X
−Removed: 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document X
−Removed: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document X
−Removed: 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document X
+Added: 101.INS Inline XBRL Instant Document.
+Added: 101.SCH Inline XBRL Taxonomy Extension Schema Document.
+Added: 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document.
+Added: Exhibit Number 4 Exhibit Description Form File No.
+Added: Exhibit Filing Date Filed Herewith
+Added: 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document.
+Added: 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document.
+Added: 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document.
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101).
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.