1 unchanged sentence
10b5-1 Trading Arrangements
−Removed: During the three months ended June 30, 2025,
+Added: During the three months ended September 30,
2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted , terminated or
1 unchanged sentence
EXHIBIT INDEX
−Removed: Equity Purchase Agreement by and among the Registrant, WisdomTree Farmland Holdings, Inc., Ceres Partners, LLC, the Sellers and the Sellers’ Representative, dated July 31, 2025
+Added: Equity Purchase Agreement by and among the Registrant, WisdomTree Farmland Holdings, Inc., Ceres Partners, LLC, the Sellers and the Sellers’ Representative, dated July 31, 2025 (incorporated by reference to Exhibit 2.1 of the Registrant’s Quarterly Report on Form 10-Q filed with the SEC on August 6, 2025)
Amended and Restated Certificate of Incorporation (incorporated by reference to Exhibit 3.1 of the Registrant’s Registration Statement on Form 10, filed with the SEC on March 31, 2011)
17 unchanged sentences
Form of Global Note, representing the Registrant’s 3.25% Convertible Senior Notes due 2029 (incorporated by reference to Exhibit 4.2 of the Registrant’s Current Report on Form 8-K filed with the SEC on August 13, 2024)
+Added: Indenture, dated as of August 14, 2025, by and between the Registrant and U.S.
+Added: Bank Trust Company, National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the SEC on August 14, 2025)
+Added: Form of Global Note, representing the Registrant’s 4.625% Convertible Senior Notes due 2030 (incorporated by reference to Exhibit 4.2 of the Registrant’s Current Report on Form 8-K filed with the SEC on August 14, 2025)
Rule 13a-14(a) / 15d-14(a) Certification
2 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
−Removed: Financial Statements from the Quarterly Report on Form 10-Q of the Company for the three months ended June 30, 2025, formatted in XBRL:
−Removed: (i) Consolidated Balance Sheets at June 30, 2025 (Unaudited) and December 31, 2024;
−Removed: (ii) Consolidated Statements of Operations and Comprehensive Income for the three and six months ended June 30, 2025 and June 30, 2024 (Unaudited);
−Removed: (iii) Consolidated Statements of Changes in Stockholders’ Equity for the three and six months ended June 30, 2025 and June 30, 2024 (Unaudited);
−Removed: (iv) Consolidated Statements of Cash Flows for the six months ended June 30, 2025 and June 30, 2024 (Unaudited);
+Added: Financial Statements from the Quarterly Report on Form 10-Q of the Company for the three months ended September 30, 2025, formatted in XBRL:
+Added: (i) Consolidated Balance Sheets at September 30, 2025 (Unaudited) and December 31, 2024;
+Added: (ii) Consolidated Statements of Operations and Comprehensive Income for the three and nine months ended September 30, 2025 and September 30, 2024 (Unaudited);
+Added: (iii) Consolidated Statements of Changes in Stockholders’ Equity for the three and nine months ended September 30, 2025 and September 30, 2024 (Unaudited);
+Added: (iv) Consolidated Statements of Cash Flows for the nine months ended September 30, 2025 and September 30, 2024 (Unaudited);
and (v) Notes to Consolidated Financial Statements, as blocks of text and in detail.
8 unchanged sentences
(2) Furnished herewith.
−Removed: * Pursuant to Item 601(a)(5) of Regulation S-K, certain schedules and exhibits to the Equity Purchase Agreement have been omitted from
−Removed: this Current Report on Form 8-K and will be furnished to the SEC supplementally upon request.
−Removed: + Certain confidential information contained
−Removed: in this document has been redacted in accordance with Item 601(b)(2)(ii) of Regulation S-K.
−Removed: The Company agrees to furnish supplementally
−Removed: an unredacted copy of the exhibit to the SEC upon request.
+Added: Pursuant to Item 601(a)(5) of Regulation S-K, certain schedules and exhibits to the Equity Purchase Agreement have been omitted and will be furnished to the SEC supplementally upon request.
+Added: Certain confidential information contained in this document has been redacted in accordance with Item 601(b)(2)(ii) of Regulation S-K.
+Added: The Company agrees to furnish supplementally an unredacted copy of the exhibit to the SEC upon request.
Pursuant to the requirements of the Exchange
Act, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized on this 6 th
−Removed: day of August 2025.
+Added: day of November 2025.
WISDOMTREE, INC.
9 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.