8 unchanged sentences
Third Amended and Restated Registration Rights Agreement dated October 15, 2009 (incorporated by reference to Exhibit 4.5 of the Registrant’s Registration Statement on Form 10, filed with the SEC on March 31, 2011)
−Removed: Investor Rights Agreement, dated April 11, 2018, between the Registrant and ETFS Capital (incorporated by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the SEC on April 13, 2018)
+Added: Investor Rights Agreement, dated April 11, 2018, between the Registrant and ETF Securities Limited (incorporated by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the SEC on April 13, 2018)
Indenture, dated as of June 16, 2020, by and between the Registrant and U.S.
−Removed: Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed on June 17, 2020)
−Removed: Form of Global Note, representing the Registrant’s 4.25% Convertible Senior Notes due 2023 (included as Exhibit A to the Indenture filed as Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed on June 17, 2020)
−Removed: Employment Agreement between the Registrant and Marci Frankenthaler, dated November 5, 2020
+Added: Bank National Association, as Trustee (incorporated by reference to Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the SEC on June 17, 2020).
+Added: Form of Global Note, representing the Registrant’s 4.25% Convertible Senior Notes due 2023 (included as Exhibit A to the Indenture filed as Exhibit 4.1 of the Registrant’s Current Report on Form 8-K filed with the SEC on June 17, 2020)
Certification of Chief Executive Officer and Principal Executive Officer pursuant to Rule 13a-14 of the Exchange Act
3 unchanged sentences
Financial Statements from the Quarterly Report on Form 10-Q
−Removed: of the Company for the three months ended September 30, 2020, formatted in XBRL:
−Removed: (i) Consolidated Balance Sheets at September 30, 2020 (Unaudited) and December 31, 2019;
−Removed: (ii) Consolidated Statements of Operations and Comprehensive Income/(Loss) for the three and nine months ended September 30, 2020 and September 30, 2019 (Unaudited);
−Removed: (iii) Consolidated Statements of Changes in Stockholders’ Equity for the three and nine months ended September 30, 2020 and September 30, 2019 (Unaudited) (iv) Consolidated Statements of Cash Flows for the nine months ended September 30, 2020 and September 30, 2019 (Unaudited);
+Added: of the Company for the three months ended March 31, 2021, formatted in XBRL:
+Added: (i) Consolidated Balance Sheets at March 31, 2021 (Unaudited) and December 31, 2020;
+Added: (ii) Consolidated Statements of Operations and Comprehensive Income/(Loss) for the three months ended March 31, 2021 and March 31, 2020 (Unaudited);
+Added: (iii) Consolidated Statements of Changes in Stockholders’ Equity for the three months ended March 31, 2021 and March 31, 2020 (Unaudited);
+Added: (iv) Consolidated Statements of Cash Flows for the three months ended March 31, 2021 and March 31, 2020 (Unaudited);
and (v) Notes to Consolidated Financial Statements, as blocks of text and in detail.
7 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized on this 6 th
−Removed: day of November 2020.
+Added: day of May 2021.
WISDOMTREE INVESTMENTS, INC.
13 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.