Energous Corp 10-Q

Item 5. Other Information Not applicable. Item 6. Exhibits The exhibits required to be filed as a part of this report are listed in the Exhibit Index. 36 EXHIBIT INDEX Exhibit Number Description 10.1 Form of Indemnity Agreement of the Registrant 10.2 Amended and Restated 2013 Equity Incentive Plan of the Registrant, as amended on June 16, 2021 10.3 Amended and Restated Employee Stock Purchase Plan of the Registrant, as amended on June 16, 2021 10.4 Amended and Restated Performance Share Unit Plan of the Registrant, as amended on June 16, 2021 31.1 Certification of Periodic Report by Acting Chief Executive Officer (principal executive officer) pursuant to Rule 13a-14(a)/15d-14a (filed herewith) 31.2 Certification of Periodic Report by the Chief Financial Officer (principal financial officer) pursuant to Rule 13a-14(a)/15d-14a (filed herewith) 32.1 Certification of Periodic Report by Acting Chief Executive Officer (principal executive officer) and the Chief Financial Officer (principal financial officer) pursuant to U.S.C. Section 1350 (furnished herewith) 101.INS Inline XBRL Instance Document (filed herewith) 101.SCH Inline XBRL Taxonomy Extension Schema Document (filed herewith) 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document (filed herewith) 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document (filed herewith) 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document (filed herewith) 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document (filed herewith) 104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101) + This certification shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liability of that Section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended or the Exchange Act. 37 SIGNATURE Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ENERGOUS CORPORATION (Registrant) Date: August 10, 2021 By: /s/ Cesar Johnston Name: Cesar Johnston Title: Acting Chief Executive Officer (Principal Executive Officer) Date: August 10, 2021 By: /s/ Brian Sereda Name: Brian Sereda Title: Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) 38