3 unchanged sentences
EXHIBIT INDEX
−Removed: Second Amended and Restated Certificate of Incorporation of Energous Corporation, as amended (filed herewith)
−Removed: Energous Corporation 2013 Equity Incentive Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.1 to Energous’ Current Report on Form 8-K filed on May 28, 2020)
−Removed: Energous Corporation Non-employee Equity Compensation Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.2 to Energous’ Current Report on Form 8-K filed on May 28, 2020)
−Removed: Energous Corporation Employee Stock Purchase Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.3 to Energous’ Current Report on Form 8-K filed on May 28, 2020)
−Removed: Energous Corporation Performance Share Unit Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.4 to Energous’ Current Report on Form 8-K filed on May 28, 2020)
−Removed: Non-Employee Director Compensation Policy, as amended April 9, 2020 (filed herewith)
+Added: Amendment No.
+Added: 1 to At Market Issuance Sales Agreement, dated October 11, 2019, dated September 14, 2020, by and among B.
+Added: Riley Securities, Inc., Roth Capital Partners, LLC and Ladenburg Thalmann & Co., Inc.
+Added: (incorporated by reference to Exhibit 1.3 to the Registration Statement on Form S-3 (Registration No.:
+Added: 333-248832) filed on September 15, 2020)
+Added: Non-Employee Director Compensation Policy, as amended October 9, 2020 (filed herewith)
Certification of Periodic Report by Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14a (filed herewith)
12 unchanged sentences
ENERGOUS CORPORATION
−Removed: August 10, 2020
+Added: November 9, 2020
/s/ Stephen R.
1 unchanged sentence
(Principal Executive Officer)
−Removed: August 10, 2020
+Added: November 9, 2020
/s/ Brian Sereda
2 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.