Energous Corp 10-Q

Item 5. Other Information Not applicable. Item 6. Exhibits The exhibits required to be filed as a part of this report are listed in the Exhibit Index. 35 EXHIBIT INDEX Exhibit Number Description 3.1 Second Amended and Restated Certificate of Incorporation of Energous Corporation, as amended (filed herewith) 10.1 Energous Corporation 2013 Equity Incentive Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.1 to Energous’ Current Report on Form 8-K filed on May 28, 2020) 10.2 Energous Corporation Non-employee Equity Compensation Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.2 to Energous’ Current Report on Form 8-K filed on May 28, 2020) 10.3 Energous Corporation Employee Stock Purchase Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.3 to Energous’ Current Report on Form 8-K filed on May 28, 2020) 10.4 Energous Corporation Performance Share Unit Plan, as amended May 26, 2020 (incorporated by reference to Exhibit 10.4 to Energous’ Current Report on Form 8-K filed on May 28, 2020) 10.5 Non-Employee Director Compensation Policy, as amended April 9, 2020 (filed herewith) 31.1 Certification of Periodic Report by Chief Executive Officer pursuant to Rule 13a-14(a)/15d-14a (filed herewith) 31.2 Certification of Periodic Report by Chief Financial Officer pursuant to Rule 13a-14(a)/15d-14a (filed herewith) 32.1 Certification of Periodic Report by Chief Executive Officer and Chief Financial Officer pursuant to U.S.C. Section 1350 (furnished herewith) 101.INS Inline XBRL Instance Document (filed herewith) 101.SCH Inline XBRL Taxonomy Extension Schema Document (filed herewith) 101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document (filed herewith) 101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document (filed herewith) 101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document (filed herewith) 101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document (filed herewith) 104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101) + This certification shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise subject to the liability of that Section, nor shall it be deemed incorporated by reference into any filing under the Securities Act of 1933, as amended or the Exchange Act. 36 SIGNAT URES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ENERGOUS CORPORATION (Registrant) Date: August 10, 2020 By: /s/ Stephen R. Rizzone Name: Stephen R. Rizzone Title: President, Chief Executive Officer and Director (Principal Executive Officer) Date: August 10, 2020 By: /s/ Brian Sereda Name: Brian Sereda Title: Senior Vice President and Chief Financial Officer (Principal Financial and Accounting Officer) 37