1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: On September 12, 2023 , Paul A.
−Removed: McNab , Executive Vice President, Chief Marketing and Strategy Officer of VIAVI, entered into a prearranged trading plan (the “10b5-1 Plan”) that is intended to satisfy the affirmative defense of Rule 10b5-1(c) for the sale of up to 8,374 shares of common stock.
−Removed: The 10b5-1 Plan begins on September 12, 2023, and expires when all of the shares are sold or on December 29, 2023, whichever occurs first.
−Removed: The earliest date that sales could occur under this plan is December 12, 2023.
−Removed: The Rule 10b5-1 trading arrangement described above was adopted and precleared in accordance with VIAVI’s Insider Trading Policy and actual sale transactions made pursuant to such trading arrangements will be disclosed publicly in future Section 16 filings with the SEC.
+Added: None of VIAVI’s directors or Section 16 officers adopted , modified or terminated a trading arrangement intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a “non-Rule” 10b5–1 trading arrangement, as those terms are defined in Regulation S-K, Item 408, during the fiscal quarter ended December 30, 2023.
The exhibits required to be filed herewith by Item 601 of Regulation S-K, as described in the following index of exhibits, are attached hereto unless otherwise indicated as being incorporated by reference, as follows:
7 unchanged sentences
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
+Added: Viavi Solutions Inc.
+Added: 2003 Equity Incentive Plan (Restated as of November 8, 2023)
+Added: Viavi Solutions Inc.
+Added: Employee Stock Purchase Plan (Restated as of November 8, 2023)
+Added: Amendment to Stock Option Agreement by and between Viavi Solutions Inc.
+Added: and Oleg Khaykin, dated December 11, 2023
+Added: Employment Agreement between Ilan Daskal and Viavi Solutions Inc., effective November 7, 2023
+Added: Non-Employee Director Compensation Policy, dated as of November 8, 2023
101.SCH Inline XBRL Taxonomy Extension Schema X
4 unchanged sentences
104 Cover Page Interactive Data File - (formatted as Inline XBRL and contained in Exhibit 101)
+Added: +Indicates management contract or compensation plan, contract or arrangement.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
−Removed: November 3, 2023 VIAVI SOLUTIONS INC.
−Removed: /s/ PAM AVENT
−Removed: Interim Chief Financial and Accounting Officer
+Added: February 2, 2024 VIAVI SOLUTIONS INC.
+Added: /s/ ILAN DASKAL
+Added: Executive Vice President and Chief Financial Officer
(Duly Authorized Officer and Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.