1 unchanged sentence
Trading Arrangements
−Removed: During the quarter ended June 30, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any non-Rule 10b5-1 trading arrangement.
+Added: During the quarter ended September 30, 2023, none of the Company’s directors or officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated any contract, instruction or written plan for the purchase or sale of Company securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) under the Exchange Act or any non-Rule 10b5-1 trading arrangement.
The following exhibits are filed or incorporated by reference herein in response to Item 601 of Regulation S-K.
2 unchanged sentences
Amended and Restated Bylaws of UnitedHealth Group Incorporated, effective February 23, 2021 (incorporated by reference to Exhibit 3.2 to UnitedHealth Group Incorporated’s Current Report on Form 8-K filed on February 26, 2021)
−Removed: Amend ed and Restated Indenture, date d as of April 27, 2023, between United Health Group Incorporated and Wilmington Trust Company, as successor trustee (incorporated by reference to Exhibit 4.1 to UnitedHealth Group Incorporated ’ s Current Report on Form 8-K filed on April 2 8 , 2 0 23 )
+Added: Amended and Restated Indenture, dated as of April 27, 2023, between UnitedHealth Group Incorporated and Wilmington Trust Company, as successor trustee (incorporated by reference to Exhibit 4.1 to UnitedHealth Group Incorporated’s Current Report on Form 8-K filed on April 28, 2023)
Indenture, dated as of February 4, 2008, between UnitedHealth Group Incorporated and U.S.
Bank National Association (incorporated by reference to Exhibit 4.1 to the Company’s Registration Statement on Form S-3, SEC File Number 333-149031, filed on February 4, 2008)
−Removed: Supplemental Indenture, date d as of April 18, 2 023, between UnitedHea lth Group Incorp orated and U.S.
+Added: Supplemental Indenture, dated as of April 18, 2023, between UnitedHealth Group Incorporated and U.S.
Bank Trust Company, National Association, as trustee, relating to the 6.875% Senior Notes due 2038 (incorporated by reference to Exhibit 4.1 to UnitedHealth Group Incorporated’s Current Report on Form 8-K filed on April 24, 2023)
16 unchanged sentences
(principal executive officer) Dated:
−Removed: August 2, 2023
+Added: November 6, 2023
/s/ J OHN R EX
2 unchanged sentences
(principal financial officer) Dated:
−Removed: August 2, 2023
+Added: November 6, 2023
/s/ T HOMAS R OOS
2 unchanged sentences
(principal accounting officer) Dated:
−Removed: August 2, 2023
+Added: November 6, 2023
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.