Item 5. Other Information
Item 5.
Other Information
During the quarter ended March 31, 2025, no director
or officer adopted or terminated any Rule 10b5-1 trading arrangement or non-Rule 10b5-1 trading arrangement, as each term is defined in
Item 408(a) of Regulation S-K.
Item 6.
Exhibits
The exhibits required
by Item 601 of Regulation S-K and Item 15(b) of this Report are listed in the Exhibit Index below. The exhibits listed in the
Exhibit Index are incorporated by reference herein.
EXHIBIT INDEX
Incorporated by Reference
Exhibit
No.
Description
Filed/Furnished
Herewith
Form
Exhibit
No.
Filing
Date
1.1
Form of Underwriting Agreement, dated February 14, 2024, by and between Unusual Machines, Inc. and Dominari Securities, LLC +
8-K
1.1
2/16/24
2.1
Agreement and Plan of Merger by and between Unusual machines, Inc., a Puerto Rico corporation and Unusual machines, Inc., a Nevada corporation
8-K
2.1
4/23/24
3.1
Articles of Incorporation
8-K
3.1
4/23/24
3.2
Amended and Restated Bylaws
8-K
3.1
10/8/24
3.2(a)
Amendment No. to Amended and Restated Bylaws
8-K
3.1
2/5/25
3.3
Certificate of Designations, Preferences and Rights of Series A Convertible Preferred Stock
8-K
3.1
7/22/24
3.4
Certificate of Designation of Series B Convertible Preferred Stock
8-K
3.3
4/23/24
3.5
Certificate of Designations, Preferences and Rights of Series C Convertible Preferred Stock
8-K
3.1
8/22/24
4.1
Revised Form of Representatives Warrant
S-1/A
10.7
2/1/24
4.2
Form of Representatives Warrant
8-K
4.1
2/16/24
4.3
Placement Agent Warrant, issued to Dominari Securities LLC
8-K
4.1
5/7/25
31
10.1
Form of Lock-up Agreement
S-1/A
10.14
2/1/24
10.2
Form of Lock-up Agreement – Jeffrey Thompson
S-1/A
10.15
2/1/24
10.3
Allan Evans Non-Compete Agreement
8-K
10.9
2/22/24
10.4
Management Services Agreement #
8-K
10.1
5/6/24
10.5
Form of Restricted Stock Agreement
8-K
10.2
5/6/24
10.6
Form of Restricted Stock Agreement
8-K
10.1
1/16/25
10.7
Agreement and Plan of Merger and Reorganization dated February 1, 2025
8-K
10.1
2/4/25
10.8
Placement Agency Agreement, dated as of May 5, 2025, by and between Unusual Machines, Inc. and Dominari Securities, LLC
8-K
10.1
5/7/25
10.9
Amendment and Waiver to Merger Agreement, dated as of May 6, 2025, by and between Unusual Machines, Inc., Aloft Technologies, Inc., UMAC Merger Sub, Inc., Jon Hegranes and Josh Ziering
(1)
31.1
Certification of the Principal Executive Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
(1)
31.2
Certification of the Principal Financial Officer pursuant to Rules 13a-14(a) and 15d-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
(1)
32.1
Certification of the Principal Executive Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
(3)
32.2
Certification of the Principal Financial Officer pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
(3)
101.INS
Inline XBRL Instance Document
(1)
101.SCH
Inline XBRL Taxonomy Extension Schema
(1)
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase
(1)
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase
(1)
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase
(1)
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase
(1)
104
Cover Page Interactive Data File (formatted as inline XBRL and contained in Exhibit 101).
(1)
+
#
Certain schedules, appendices and exhibits to
this agreement have been omitted in accordance with Item 601(b)(2) of Regulation S-K. A copy of any omitted schedule and/or
exhibit will be furnished supplementally to the SEC Staff upon request.
Indicates management contract or compensatory
plan, contract or agreement.
(1)
Filed herein
(3)
Furnished herein.
32
SIGNATURES
Pursuant to the requirements
of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned, thereunto duly authorized.
Unusual Machines, Inc.
By:
/s/ Allan Evans
Allan Evans
Chief Executive Officer
(Principal Executive Officer)
By:
/s/ Brian Hoff
Brian Hoff
Chief Financial Officer
Date: May
8, 2025
33
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.