43 unchanged sentences
OTHER INFORMATION
+Added: During the quarter ended December 31, 2023, no director or officer (as defined in Rule 16a-1(f) promulgated under the Exchange Act) of the Company adopted or terminated a "Rule 10b5-1 trading arrangement" or "non-Rule 10b5-1 trading arrangement" (as each term is defined in Item 408 of Regulation S-K).
DISCLOSURE REGARDING FOREIGN JURISDICTIONS THAT PREVENT INSPECTIONS
5 unchanged sentences
We have adopted a code of conduct that applies to all of our employees, including without limitation our principal executive officer, principal financial officer and principal accounting officer.
−Removed: A copy of the Code of Conduct is included as Exhibit 14.1 to our Annual Report on Form 10-K for the year ended December 31, 2003 filed on March 14, 2004 (File No.
−Removed: The Code of Conduct is also available on our website, www.uei.com under the caption "Governance" and then "Committee composition, documents and confidential" on the Investor page.
+Added: A copy of the Code of Conduct is included as Exhibit 14.1 to this Annual Report on Form 10-K for the year ended December 31, 2023.
+Added: The Code of Conduct is also available on our website, www.uei.com under the caption "Governance" and then "Committee composition, documents and confidential ethics line" on the Investor page.
We will post on our website information regarding any amendment to, or waiver from, any provision of the Code of Conduct that applies to our principal executive officer, principal financial officer or principal accounting officer.
46 unchanged sentences
0-21044)) (paper file)
−Removed: 4.2 Common Stock Purchase Warrant dated March 9, 2016 between Universal Electronics Inc.
−Removed: and Comcast Corporation (incorporated by references to Exhibit 4.1 to the Company's Current Report on Form 8-K dated March 9, 2016 filed on March 9, 2016 (File No.
4.2 Description of Securities (incorporated by reference to Exhibit 4.3 to the Company's Annual Report on Form 10-K for the year ended December 31, 2019, filed on March 16, 2020 (File No.
12 unchanged sentences
Bank National Association (incorporated by reference to Exhibit 10.31 to the Company's Annual Report on Form 10-K for the year ended December 31, 2010 filed on March 16, 2011 (File No.
−Removed: *10.7 Universal Electronics Inc.
−Removed: 2010 Stock Incentive Plan (incorporated by reference to Appendix C to the Company's Proxy Statement for its 2010 Annual Meeting of Stockholders filed on April 30, 2010 (File No.
−Removed: *10.8 Form of Option Agreement used in connection with the Universal Electronics Inc.
−Removed: 2010 Stock Incentive Plan (incorporated by reference to Exhibit 4.6 to the Company's Registration Statement on Form S-8 filed on July 5, 2011 (File No.
*10.7 Form of Second Amendment to Executive Officer Employment Agreement dated February 29, 2008 by and between Universal Electronics Inc.
Arling (incorporated by reference to Exhibit 10.31 to the Company's Annual Report on Form 10-K for the year ended December 31, 2012 filed on March 14, 2013 (File No.
−Removed: Document Description
*10.8 Universal Electronics Inc.
4 unchanged sentences
Bank National Association and Wells Fargo Bank, National Association (incorporated by reference to Exhibit 10.39 to the Company's Annual Report on form 10-K for the year ended December 31, 2017 filed on March 13, 2018 (File No.
+Added: Document Description
10.11 First Amendment to Second Amended and Restated Credit Agreement dated as of May 4, 2018 between Universal Electronics Inc.
14 unchanged sentences
Bank National Association (incorporated by reference to Exhibit 10.3 to the Company's Current Report on Form 8-K filed on October 28, 2021 (File No.
+Added: 10.22 Sixth Amendment to the Second Amended and Restated Credit Agreement (incorporated by reference to Exhibit 10.1 to the Company's Quarterly Report on Form 10-Q for the quarter ended March 31, 2023 filed on May 9, 2023 (File No.
+Added: 10.23 Cooperation Agreement, dated December 21, 2023, by and among Universal Electronics Inc., Toro 18 Holdings LLC, Immersion Corporation, William C.
+Added: Martin and Eric Singer (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on December 26, 2023 (File No.
+Added: 10.24 Seventh Amendment to the Second Amended and Restated Credit Agreement (filed herewith)
14.1 Code of Conduct (filed herewith)
3 unchanged sentences
31.1 Rule 13a-14(a) Certifications of the Chief Executive Officer (filed herewith)
−Removed: Document Description
31.2 Rule 13a-14(a) Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (filed herewith)
1 unchanged sentence
32.2 Section 1350 Certifications of the Chief Financial Officer (principal financial officer and principal accounting officer) (furnished herewith)
+Added: 97.1 Universal Electronics Compensation Recoupment Policy (filed herewith)
+Added: Document Description
101.INS Inline XBRL Instance Document
7 unchanged sentences
FORM 10-K SUMMARY
−Removed: Pursuant to the requirement of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Scottsdale, State of Arizona.
+Added: Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Scottsdale, State of Arizona.
UNIVERSAL ELECTRONICS INC.
17 unchanged sentences
Hamilton March 14, 2024
+Added: Lead Director
/s/ William C.
2 unchanged sentences
Pontual March 14, 2024
−Removed: Vogel March 8, 2023
+Added: Singer March 14, 2024
/s/ Edward K.
1 unchanged sentence
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.