Item 5. Other Information
ITEM 5. OTHER INFORMATION
None .
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ITEM 6. EXHIBITS
The following exhibits are filed as part of, or incorporated by reference into, this Quarterly Report on Form 10-Q.
No.
Description of Exhibit
1.1
Underwriting Agreement, dated November 3, 2021 by and between the Company and Cantor Fitzgerald & Co., as representative of the several underwriters. (1)
3.1
Amended and Restated Memorandum and Articles of Association. (1)
4.1
Warrant Agreement, dated November 3, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as warrant agent. (1)
10.1
Letter Agreement, dated November 3, 2021, by and among the Company, its officers, its directors and the Sponsor. (1)
10.2
Investment Management Trust Agreement, dated November 3, 2021, by and between the Company and Continental Stock Transfer & Trust Company, as trustee. (1)
10.3
Registration and Shareholder Rights Agreement, dated November 3, 2021, by and between the Company, the Sponsor and Cantor Fitzgerald & Co. (1)
10.4
Private Placement Units Purchase Agreement, dated November 3, 2021, by and between the Company and the Sponsor. (1)
10.5
Unit Subscription Agreement, dated November 3, 2021, by and between the Company and Cantor Fitzgerald & Co. (1)
10.6
Form of Indemnity Agreement, dated November 3, 2021, by and among the Company and each of the directors and officers of the Company. (1)
10.7
Administrative Support Agreement, dated November 3, 2021, by and between the Company and the Sponsor. (1)
31.1*
Certification of Principal Executive Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2*
Certification of Principal Financial Officer Pursuant to Securities Exchange Act Rules 13a-14(a), as adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1*
Certification of Principal Executive Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2*
Certification of Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS*
XBRL Instance Document
101.SCH*
XBRL Taxonomy Extension Schema Document
101.CAL*
XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF*
XBRL Taxonomy Extension Definition Linkbase Document
101.LAB*
XBRL Taxonomy Extension Labels Linkbase Document
101.PRE*
XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
* Filed herewith.
(1) Previously filed as an exhibit to our Current Report on Form 8-K filed on November 8, 2021 and incorporated by reference herein.
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SIGNATURES
In accordance with the requirements of the Exchange Act, the registrant caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
SEMPER PARATUS ACQUISITION CORPORATION
Date: December 17, 2021
By:
/s/ B. Ben Baldanza
Name:
B. Ben Baldanza
Title:
Chief Executive Officer
(Principal Executive Officer)
Date: December 17, 2021
By:
/s/ Philippe J. Kurzweil
Name:
Philippe J. Kurzweil
Title:
Chief Financial Officer
(Principal Financial and Accounting Officer)
22
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.