BLOOMIA HOLDINGS, INC. 10-Q

Item 5. Other Information During the three months ended June 30, 2023, no director or officer of the Company adopted, modified or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K. 26 Table of Contents Item 6. Exhibits Exhibit Number Description Incorporated by Reference to/ Method of Filing 2.1* Asset Purchase Agreement dated May 24, 2023 Exhibit 2.1 to Current Report filed May 25, 2023 3.1 Certificate of Incorporation Exhibit 3.1 to Current Report filed August 9, 2023 3.2 Bylaws Exhibit 3.2 to Current Report filed August 9, 2023 10.1 Form of Support agreement, dated May 24, 2023, by and among TIMIBO LLC and certain holders of shares of common stock of the Company Exhibit 10.1 to Current Report filed May 25, 2023 10.2† Letter Agreement with Adam D. May, dated May 24, 2023 Exhibit 10.2 to Current Report filed May 25, 2023 10.3†‡ Letter Agreement with Kristine A. Glancy dated July 13, 2023 Exhibit 10.1 to Current Report filed July 19, 2023 10.4† Letter Agreement with Zackery A. Weber dated August 4, 2023 Exhibit 10.1 to Current Report filed August 9, 2023 31.1 Certification of Principal Executive and Financial Officer Filed Electronically 31.2 Certification of Principal Accounting Officer Filed Electronically 32 Section 1350 Certification Furnished Electronically 101 The following materials from Lendway, Inc.’s Quarterly Report on Form 10-Q for the quarter ended June 30, 2023, formatted in inline XBRL (extensible Business Reporting Language): (i) Condensed Consolidated Balance Sheets; (ii) Condensed Consolidated Statements of Operations; (iii) Condensed Consolidated Statements of Shareholders’ Equity; (iv) Condensed Consolidated Statements of Cash Flows; and (v) Notes to Condensed Consolidated Financial Statements. Filed Electronically 104 Cover Page Interactive Data File (embedded within the inline XBRL Document) Filed Electronically * Schedules have been omitted pursuant to Item 601(a)(5) of Regulation S-K. A copy of any omitted schedule will be furnished to the SEC upon request; provided, however, that the parties may request confidential treatment pursuant to Rule 24b-2 of the Securities Exchange Act of 1934, as amended, for any document so furnished. † Denotes a management contract or compensatory plan or arrangement required to be filed as an exhibit to this report pursuant to Item 15(b) of Form 10-K. ‡ Redacted in compliance with Regulation S-K Item 601(a)(6) and certain exhibits and schedules omitted pursuant to Item 601(b)(2) of Regulation S-K. The Company agrees to furnish supplementally a copy of any omitted schedule to the SEC upon request. 27 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. LENDWAY, INC. (Registrant) Dated: August 14, 2023 /s/ Randy D. Uglem Randy D. Uglem President and Chief Executive Officer (on behalf of registrant) Dated: August 14, 2023 /s/ Zackery A. Weber Zackery A. Weber Vice President of Finance (principal financial and accounting officer) 28