Item 5. Other Information
ITEM 5. OTHER INFORMATION
None of the Company’s directors or officers adopted , modified or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the Company’s fiscal quarter ended September 30, 2023, as such terms are defined under Item 408(a) of Regulation S-K, except as follows:
On September 17, 2023 , Xiaotong Zhu , Senior Vice President , Automotive, adopted a Rule 10b5-1 trading arrangement for the potential sale of up to 30,000 shares of our common stock, subject to certain conditions. The arrangement's expiration date is July 2, 2024.
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ITEM 6. EXHIBITS
See Index to Exhibits at the end of this Quarterly Report on Form 10-Q for the information required by this Item.
INDEX TO EXHIBITS
Exhibit
Number Incorporated by Reference Filed
Herewith
Exhibit Description Form File No. Exhibit Filing Date
10.1*† Letter Agreement, dated as of August 4 , 2023, between Registrant and Zachary Kirkhorn
— — — — X
31.1 Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Executive Officer
— — — — X
31.2 Rule 13a-14(a) / 15(d)-14(a) Certification of Principal Financial Officer
— — — — X
32.1** Section 1350 Certifications
— — — —
101.INS Inline XBRL Instance Document — — — — X
101.SCH Inline XBRL Taxonomy Extension Schema Document — — — — X
101.CAL Inline XBRL Taxonomy Extension Calculation Linkbase Document. — — — — X
101.DEF Inline XBRL Taxonomy Extension Definition Linkbase Document — — — — X
101.LAB Inline XBRL Taxonomy Extension Label Linkbase Document — — — — X
101.PRE Inline XBRL Taxonomy Extension Presentation Linkbase Document — — — — X
104 Cover Page Interactive Data File (formatted as inline XBRL with applicable taxonomy extension information contained in Exhibits 101)
* Indicates a management contract or compensatory plan or arrangement
** Furnished herewith
† Portions of this exhibit have been redacted in compliance with Regulation S-K Item 601(b)(10)(iv)
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Tesla, Inc.
Date: October 20, 2023
/s/ Vaibhav Taneja
Vaibhav Taneja
Chief Financial Officer
(Principal Financial Officer and
Duly Authorized Officer)
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Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.