15 unchanged sentences
000-56117) filed with the SEC on December 16, 2019).
−Removed: 3.2 Articles of Amendment and Restatement of Terra Property Trust, Inc.
−Removed: (incorporated by reference to Exhibit 3.2 to the Registration Statement on Amendment No.1 to Form 10 (File No.
−Removed: 000-56117) filed with the SEC on December 16, 2019).
+Added: 3.2 Second Articles of Amendment and Restatement of Terra Property Trust, Inc.
+Added: (incorporated by reference to Exhibit 3.1 to the Current Report on Form 8-K with the SEC on December 5, 2023).
3.3 Articles of Supplementary of Terra Property Trust, Inc.
−Removed: Designating 12.5% Se ries A Redeemable Cumulative Preferred Stock (incorporated by reference to Exhibit 3.3 to the Registration Statement on Amendment No.1 to Form 10 (File No.
+Added: Designating 12.5% Series A Redeemable Cumulative Preferred Stock (incorporated by reference to Exhibit 3.3 to the Registration Statement on Amendment No.1 to Form 10 (File No.
000-56117) filed with the SEC on December 16, 2019).
9 unchanged sentences
4.3 Form of Global Note representing the notes (included in Exhibit 4.2).
+Added: Description and Method of Filing
4.4 Indenture, dated February 10, 2021, by and between Terra Income Fund 6, Inc.
5 unchanged sentences
4.7 Description of Securities Registered Under Section 12 of the Securities Exchange Act of 1934 (incorporated by reference to Exhibit 4.1 of the Company’s Annual Report on Form 10-K filed on March 13, 2023).
−Removed: Description and Method of Filing
+Added: 10.1* Amendment to Amended and Restated Management Agreement, dated March 11, 2024, between Terra Property Trust, Inc., and Terra REIT Advisors, LLC.
+Added: 10.2* Fifth Amendment to Loan Documents and Waiver, dated as of March 7, 2024, between Terra Mortgage Portfolio II, LLC, as Borrower, and Terra Property Trust, Inc., as Guarantor, and Western Alliance Bank, as Lender.
+Added: 10.3* Continuing Guaranty, dated as of March 7, 2024, by Terra Property Trust, Inc., as Guarantor, in favor of Western Alliance Bank.
+Added: 10.4* First Amendment to Uncommitted Master Repurchase and Securities Contract Agreement and Other Transaction Documents, dated as of March 7, 2024, among Terra Mortgage Capital I, LLC, as Seller, Terra Property Trust, Inc., as Guarantor, and Goldman Sachs Bank USA, as Buyer.
+Added: 10.5* Amendment No.
+Added: 1 to Pricing Letter, dated as of March 7, 2024, between Terra Mortgage Capital III, LLC, as Seller, and UBS AG, as Buyer.
+Added: 10.6* Waiver Letter, dated as of March 7, 2024, from UBS AG, as Buyer, to Terra Mortgage Capital III, LLC, as Seller, and Terra Property Trust, Inc., as Guarantor.
31.1* Certification of Chief Executive Officer pursuant to Rule 13a-14 under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
11 unchanged sentences
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: November 14, 2023
TERRA PROPERTY TRUST, INC.
/s/ Vikram S.
−Removed: Chief Executive Officer
+Added: Chief Executive Officer and Chief Investment Officer
(Principal Executive Officer)
/s/ Gregory M.
−Removed: Chief Financial Officer and Chief Operating Officer,
+Added: Chief Financial Officer, Treasurer and Secretary
(Principal Financial and Accounting Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.