Item 5. Other Information
Item
5. Other Information
No officers or directors of
the Sponsor have adopted , modified , or terminated trading plans under either a Rule 10b5-1 or non-Rule 10b5-1 trading arrangement (as
such terms are defined in Item 408 of Regulation S-K of the Securities Act) for the three-month period ended September 30, 2024.
19
Item 6.
Exhibits.
Listed
below are the exhibits, which are filed as part of this quarterly report on Form 10-Q (according to the number assigned to them
in Item 601 of Regulation S-K):
Exhibit
Number
Description of Document
31.1(1)
Certification
by Principal Executive Officer, Principal Financial Officer and Principal Accounting Officer Pursuant to Section 302 of the
Sarbanes-Oxley Act of 2002.
31.2(1)
Certification by Principal
Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32.1(1)
Certification by Principal
Executive Officer, Principal Financial Officer and Principal Accounting Officer Pursuant to 18 U.S.C. Section 1350, as Adopted
Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
32.2(1)
Certification by Principal
Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
101.INS
Inline XBRL Instance
Document.
101.SCH
Inline XBRL Taxonomy
Extension Schema Document.
101.CAL
Inline XBRL Taxonomy
Extension Calculation Linkbase Document.
101.DEF
Inline XBRL Taxonomy
Extension Definition Linkbase Document.
101.LAB
Inline XBRL Taxonomy
Extension Label Linkbase Document.
101.PRE
Inline XBRL Taxonomy
Extension Presentation Linkbase Document.
104
Cover Page Interactive
Data File (formatted as Inline XBRL and contained in Exhibit 101).
(1) Filed
herewith.
20
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
21Shares
Core Ethereum ETF (Registrant)
By:
21Shares US LLC, its Sponsor
By:
/s/
Hany Rashwan
Hany
Rashwan
Chief
Executive Officer
(Principal
Executive Officer)
Date: November
12, 2024
By:
/s/
Ophelia Snyder
Ophelia
Snyder
Principal
Financial Officer and
Principal Accounting Officer
Date: November
12, 2024
21
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.