1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: In the quarter ended December 27, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement for the purchase or sale of our securities, within the meaning of Item 408 of Regulation S-K, except the following:
−Removed: ● In the quarter ended December 27, 2024, Shad Kroeger , President, Industrial Solutions , adopted a plan for the sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5 - 1(c).
−Removed: Kroeger’s plan was adopted November 4, 2024 and expires November 4, 2025 , and provides for the potential exercise and related sale of (i) stock options representing up to 25,000 ordinary shares, with such sale to occur no earlier than March 4, 2025, (ii) stock options representing up to 25,000 ordinary shares, with such sale to occur no earlier than June 2, 2025, and (iii) stock options representing up to 23,850 ordinary shares, with such sale to occur no earlier than September 2, 2025.
−Removed: ● In the quarter ended December 27, 2024, Aaron Stucki , President, Transportation Solutions , adopted a plan for the sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: Stucki’s plan was adopted November 27, 2024 and expires August 27, 2025 , and provides for the potential exercise and related sale of (i) stock options representing up to 51,000 ordinary shares, with such sale to occur no earlier than February 27, 2025 and (ii) stock options representing up to 20,000 ordinary shares, with such sale to occur no earlier than February 28, 2025.
−Removed: The trading plans described above were entered into during an open insider trading window and were in compliance with our insider trading policies and procedures.
−Removed: Actual sale transactions will be disclosed publicly in filings with the Securities and Exchange Commission (“SEC”) in accordance with applicable securities laws, rules, and regulations.
+Added: In the quarter ended March 28, 2025, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement for the purchase or sale of our securities, within the meaning of Item 408 of Regulation S-K.
Exhibit Number
−Removed: Memorandum and Articles of Association of TE Connectivity plc, dated as of September 30, 2024 (incorporated by reference to Exhibit 3.1 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: TE Connectivity plc 2007 Stock and Incentive Plan (Amended and Restated as of September 30, 2024) (incorporated by reference to Exhibit 10.7 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: TE Connectivity plc 2010 Stock and Incentive Plan (Amended and Restated as of September 30, 2024) (incorporated by reference to Exhibit 10.9 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: TE Connectivity plc 2024 Stock and Incentive Plan (Amended and Restated as of September 30, 2024) (incorporated by reference to Exhibit 10.5 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: TE Connectivity plc Employee Stock Purchase Plan (Amended and Restated as of September 30, 2024) (incorporated by reference to Exhibit 10.6 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: Form of Option Award Terms and Conditions for Option Grants Beginning in November 2024 (incorporated by reference to Exhibit 10.10 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: Form of Restricted Stock Unit Award Terms and Conditions for RSU Grants Beginning in November 2024 (incorporated by reference to Exhibit 10.11 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: Form of Performance Stock Unit Award Terms and Conditions for Performance Cycles Starting in and After Fiscal Year 2024 (incorporated by reference to Exhibit 10.12 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: TE Connectivity plc Savings Related Share Plan (Amended and Restated as of September 30, 2024) (incorporated by reference to Exhibit 10.8 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: Form of Deed of Indemnification for directors and executive officers of TE Connectivity plc (incorporated by reference to Exhibit 10.2 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
−Removed: Form of Indemnification for directors and executive officers of TE Connectivity plc (incorporated by reference to Exhibit 10.3 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on September 30, 2024)
+Added: Transaction Agreement, dated February 11, 2025, by and among OCM Power V AIV Holdings (Delaware), L.P., OCM Power VI AIV Holdings (Delaware), L.P., OCM Power V Relay CTB, LLC, OCM Power VI Relay CTB, LLC , Relay Holding, LLC, TE Connectivity Corporation, Stella I LLC, TE Connectivity PLC, and OCM Power V AIV Holdings (Delaware), L.P.
+Added: Amended and Restated Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity plc, as parent guarantor, TE Connectivity Switzerland Ltd., as additional guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated January 31, 2025 (incorporated by reference to Exhibit 4.1 of our Current Report on Form 8-K, filed with the SEC on January 31, 2025)
+Added: First Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity plc, as parent guarantor, TE Connectivity Switzerland Ltd., as additional guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated January 31, 2025 (incorporated by reference to Exhibit 4.2 of our Current Report on Form 8-K, filed with the SEC on January 31, 2025)
+Added: 364-Day Senior Credit Agreement, dated as of March 14, 2025 by and among Tyco Electronics Group S.A., as borrower, TE Connectivity plc, as parent guarantor, TE Connectivity Switzerland Ltd., as intermediate guarantor, the lenders party thereto, and Bank of America, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 of our Current Report on Form 8-K, filed with the SEC on March 17, 2025)
Guaranteed Securities
9 unchanged sentences
Cover Page Interactive Data File (3)
−Removed: Management contract or compensatory plan or arrangement
* Filed herewith
Furnished herewith
+Added: (1) The schedules to the Transaction Agreement have been omitted pursuant to Item 601(a)(5) and Item 601(b)(2) of Regulation S-K.
+Added: We will furnish copies of any of the omitted schedules to the SEC upon its request;
+Added: provided, however, that we may request confidential treatment pursuant to Rule 24b-2 of the Exchange Act for any schedules so furnished.
(2) The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
4 unchanged sentences
Officer (Principal Financial Officer)
−Removed: January 24, 2025
+Added: April 28, 2025
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.