1 unchanged sentence
Rule 10b5-1 Trading Arrangements
−Removed: In the quarter ended December 29, 2023, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement for the purchase or sale of our securities, within the meaning of Item 408 of Regulation S-K, except the following:
−Removed: ● In the quarter ended December 29, 2023, Shad Kroeger , President, Industrial Solutions , adopted a plan for the sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
−Removed: Kroeger’s plan was adopted November 17, 2023 and expires October 31, 2024 , and provides for the potential exercise and related sale of (i) stock options representing up to 5,000 common shares, with such sale to occur no earlier than March 1, 2024, (ii) stock options representing up to 5,000 common shares, with such sale to occur no earlier than June 3, 2024, and (iii) stock options representing up to 8,750 common shares, with such sale to occur no earlier than September 3, 2024.
−Removed: The trading plan described above was entered into during an open insider trading window and was in compliance with our insider trading policies and procedures.
−Removed: Actual sale transactions will be disclosed publicly in filings with the SEC in accordance with applicable securities laws, rules, and regulations.
+Added: In the quarter ended March 29, 2024, none of our directors or officers (as defined in Rule 16a-1(f) of the Exchange Act) adopted or terminated a plan for the purchase or sale of our securities intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) or a non-Rule 10b5-1 trading arrangement for the purchase or sale of our securities, within the meaning of Item 408 of Regulation S-K.
Exhibit Number
+Added: Merger Agreement between TE Connectivity Ltd.
+Added: and TE Connectivity plc (incorporated by reference to Exhibit 2.1 of TE Connectivity’s Current Report on Form 8-K, filed with the U.S.
+Added: Securities and Exchange Commission (“SEC”) on March 18, 2024)
+Added: Articles of Association of TE Connectivity Ltd., as amended and restated (incorporated by reference to Exhibit 3.1 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
+Added: Second Amended and Restated Five-Year Senior Credit Agreement, dated as of April 24, 2024, by and among Tyco Electronics Group S.A., as borrower, TE Connectivity Ltd., as parent guarantor, the lenders party thereto, and Bank of America, N.A., as administrative agent (incorporated by reference to Exhibit 10.1 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on April 25, 2024)
TE Connectivity Ltd.
−Removed: 2007 Stock and Incentive Plan (amended and restated as of December 12, 2023)
+Added: 2024 Stock and Incentive Plan (incorporated by reference to Appendix B to TE Connectivity’s Proxy Statement, filed with the SEC on January 17, 2024)
+Added: Amendment No.
+Added: 1 to Employment Agreement between TE Connectivity Corporation and Terrence R.
+Added: Curtin dated March 15, 2024 (incorporated by reference to Exhibit 10.2 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
+Added: Amendment No.
+Added: 1 to Employment Agreement between TE Connectivity Corporation and Heath A.
+Added: Mitts dated March 15, 2024 (incorporated by reference to Exhibit 10.3 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
+Added: Amendment No.
+Added: 1 to Employment Agreement between TE Connectivity Corporation and Steven T.
+Added: Merkt dated March 15, 2024 (incorporated by reference to Exhibit 10.4 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
+Added: Amendment No.
+Added: 1 to Employment Agreement between TE Connectivity Corporation and Aaron K.
+Added: Stucki dated March 15, 2024 (incorporated by reference to Exhibit 10.5 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
+Added: Amendment No.
+Added: 1 to Employment Agreement between TE Connectivity Corporation and John S.
+Added: Jenkins dated March 15, 2024 (incorporated by reference to Exhibit 10.6 of TE Connectivity’s Current Report on Form 8-K, filed with the SEC on March 18, 2024)
Guaranteed Securities
18 unchanged sentences
Officer (Principal Financial Officer)
−Removed: January 26, 2024
+Added: April 26, 2024
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.