Item 2. Unregistered Sales of Equity Securities
ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF PROCEEDS
Issuer Purchases of Equity Securities
The following table presents information about our purchases of our common shares during the quarter ended March 31, 2023:
Maximum
Total Number of
Approximate
Shares Purchased
Dollar Value
as Part of
of Shares that May
Total Number
Average Price
Publicly Announced
Yet Be Purchased
of Shares
Paid Per
Plans or
Under the Plans
Period
Purchased (1)
Share (1)
Programs (2)
or Programs (2)
December 31, 2022–January 27, 2023
462,571
$
121.80
462,300
$
1,391,903,053
January 28–March 3, 2023
604,536
130.25
600,800
1,313,652,619
March 4–March 31, 2023
510,792
126.35
510,300
1,249,175,700
Total
1,577,899
126.51
1,573,400
(1) These columns include the following transactions which occurred during the quarter ended March 31, 2023:
(i) the acquisition of 4,499 common shares from individuals in order to satisfy tax withholding requirements in connection with the vesting of restricted share awards issued under equity compensation plans; and
(ii) open market purchases totaling 1,573,400 common shares, summarized on a trade-date basis, in conjunction with the share repurchase program announced in September 2007.
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Table of Contents
(2) Our share repurchase program authorizes us to purchase a portion of our outstanding common shares from time to time through open market or private transactions, depending on business and market conditions. The share repurchase program does not have an expiration date .
ITEM 6. EXHIBITS
Exhibit Number
Exhibit
3.1
Articles of Association of TE Connectivity Ltd., as amended and restated (incorporated by reference to Exhibit 3.1 to TE Connectivity’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on March 20, 2023)
4.1
Nineteenth Supplemental Indenture among Tyco Electronics Group S.A., as issuer, TE Connectivity Ltd., as guarantor, and Deutsche Bank Trust Company Americas, as trustee, dated February 13, 2023 (incorporated by reference to Exhibit 4.1 to TE Connectivity’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on February 13, 2023)
22.1
*
Guaranteed Securities
31.1
*
Certification by the Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
31.2
*
Certification by the Chief Financial Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
32.1
**
Certification by the Chief Executive Officer and Chief Financial Officer pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
101.INS
Inline XBRL Instance Document (1)
101.SCH
Inline XBRL Taxonomy Extension Schema Document
101.CAL
Inline XBRL Taxonomy Extension Calculation Linkbase Document
101.DEF
Inline XBRL Taxonomy Extension Definition Linkbase Document
101.LAB
Inline XBRL Taxonomy Extension Label Linkbase Document
101.PRE
Inline XBRL Taxonomy Extension Presentation Linkbase Document
104
Cover Page Interactive Data File (2)
* Filed herewith
**
Furnished herewith
(1) The instance document does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document
(2) Formatted in Inline XBRL and contained in exhibit 101
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
TE CONNECTIVITY LTD.
By:
/s/ Heath A. Mitts
Heath A. Mitts
Executive Vice President and Chief Financial
Officer (Principal Financial Officer)
Date: April 28, 2023
40
Text extracted from the filing as submitted to EDGAR. Formatting, tables and exhibits are simplified for reading; the original document is authoritative for anything you rely on.