Other Information
−Removed: Our directors and executive officers may purchase or sell shares of our common stock in the market from time to time, including pursuant to equity trading plans adopted in accordance with Rule 10b5-1(c) under the Exchange Act and in compliance with SPX’s insider trading policy.
−Removed: In accordance with Rule 10b5-1(c) and SPX’s insider trading policy, directors, officers and employees who, at such time, are not in possession of material non-public information about SPX are permitted to enter into written plans that pre-establish amounts, prices and dates (or formulae for determining the amounts, prices and dates) of future purchases or sales of SPX’s stock, including shares acquired pursuant to the Company’s employee and director equity plans.
−Removed: The use of these trading plans permits asset diversification as well as financial and tax planning.
−Removed: Our directors and executive officers also may buy or sell shares of SPX stock other than under a Rule 10b5-1(c) plan when they are not in possession of material nonpublic information, subject to compliance with SEC rules, as well as the terms of our insider trading policy and director and officer stock ownership guidelines.
−Removed: The following table lists the Rule 10b5-1(c) trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) adopted or terminated by our directors and officers (as defined in Rule 16a-1(f) of the Exchange Act) during the three months ended March 30, 2024.
−Removed: Name and Title Type of Plan Adoption Date Duration or End Date Aggregate Number of Securities to be Sold Description of Trading Arrangement
−Removed: Randall Data President, Heating and Global Operations
−Removed: Rule 10b5-1(c) trading arrangement March 21, 2024 12/31/2024 (or such earlier date as all shares covered by the plan are sold) 39,412 Sales of owned shares and exercises of vested stock options and sales of shares acquired upon option exercises
−Removed: Other than as disclosed above, no other director or officer adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) during the three months ended March 30, 2024.
−Removed: 10.1 Share Purchase Agreement dated as of February 7, 2024 among 15738393 Canada Inc., 15737338 Canada Inc., Giuseppe Racanelli Family Trust, Lise Daigle Family Trust, Giuseppe J.
−Removed: Racanelli, as representative of the specified Vendors, 12508991 Canada Inc., 12509008 Canada Inc., 3566382 Canada Inc., Gestion Racan Inc., Ingénia Technologies Inc., 15736854 Canada Inc., 15637406 Canada Inc.
−Removed: and 15708869 Canada Inc.
+Added: No director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) during the three months ended June 29, 2024.
+Added: 3.1 Amended and Restated Certificate of Incorporation of SPX Technologies, Inc., as amended.
+Added: 3.2 By-laws of SPX Technologies, Inc., Amended and Restated on May 14, 2024, incorporated by reference to Exhibit 3.2 to our Current Report on Form 8-K filed on May 14, 2024 (File no.
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
SPX TECHNOLOGIES, INC.
−Removed: May 2, 2024 By /s/ Eugene J.
+Added: August 1, 2024 By /s/ Eugene J.
President and Chief Executive Officer
−Removed: May 2, 2024 By /s/ Mark A.
+Added: August 1, 2024 By /s/ Mark A.
Vice President, Chief Financial Officer and Treasurer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.