Other Information
−Removed: Our directors and executive officers may purchase or sell shares of our common stock in the market from time to time, including pursuant to equity trading plans adopted in accordance with Rule 10b5-1(c) under the Exchange Act and in compliance with SPX’s insider trading policy.
−Removed: In accordance with Rule 10b5-1(c) and SPX’s insider trading policy, directors, officers and employees who, at such time, are not in possession of material non-public information about SPX are permitted to enter into written plans that pre-establish amounts, prices and dates (or formulae for determining the amounts, prices and dates) of future purchases or sales of the SPX’s stock, including shares acquired pursuant to the Company’s employee and director equity plans.
−Removed: The use of these trading plans permits asset diversification as well as financial and tax planning.
−Removed: Our directors and executive officers also may buy or sell shares of SPX stock other than under a Rule 10b5-1(c) plan when they are not in possession of material nonpublic information, subject to compliance with SEC rules, as well as the terms of our insider trading policy and director and officer stock ownership guidelines.
−Removed: The following table lists the Rule 10b5-1(c) trading plans intended to satisfy the affirmative defense conditions of Rule 10b5-1(c) adopted or terminated by our directors and officers (as defined in Rule 16a-1(f) of the Exchange Act) during the three months ended July 1, 2023.
−Removed: Name and Title Type of Plan Adoption Date Duration or End Date Aggregate Number of Securities to be Sold Description of Trading Arrangement
−Removed: Vice President and Chief Human Resources Officer
−Removed: Rule 10b5-1(c) trading arrangement May 19, 2023 5/15/2024 (or such earlier date as all shares covered by the plan are sold) 25,326 Sales of owned shares and exercises of vested stock options and sales of shares acquired upon option exercises
−Removed: Other than as disclosed above, no other director or officer adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) during the three months ended July 1, 2023.
−Removed: 10.1 Incremental Facility Activation Notice dated as of April 21, 2023 among SPX Enterprises, LLC, as the U.S.
−Removed: Borrower, Bank of America, N.A., as the Administrative Agent, and the 2023 Incremental Term Loan Lenders party thereto, incorporated by reference to Exhibit 10.1 to our Current Report on Form 8-K filed on August 1, 2023 (File no.
−Removed: 10.2 Agreement and Plan of Merger, dated as of April 28, 2023, by and among, SPX Enterprises, LLC, SPX Electric Heat, Inc., ASPEQ Parent Holdings, Inc., and Industrial Growth Partners V, L.P, incorporated by reference to Exhibit 10.2 to our Current Report on Form 8-K filed on August 1, 2023 (File no.
+Added: No director or officer of the Company adopted , modified or terminated a “Rule 10b5-1 trading arrangement” or a “non-Rule 10b5-1 trading arrangement” (as such terms are defined in Item 408 of Regulation S-K) during the three months ended September 30, 2023.
31.1 Certification of Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
10 unchanged sentences
SPX TECHNOLOGIES, INC.
−Removed: August 2, 2023 By /s/ Eugene J.
+Added: November 2, 2023 By /s/ Eugene J.
President and Chief Executive Officer
−Removed: August 2, 2023 By /s/ Mark A.
+Added: November 2, 2023 By /s/ Mark A.
Vice President, Chief Financial Officer and Treasurer
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.