Sky Harbour Group Corp 10-Q

ITEM 5. OTHER INFORMATION   Not applicable.   ITEM 6. EXHIBITS     (a) See accompanying Exhibit Index included before the signature page of this report for a list of exhibits filed or furnished with this report.           Incorporated by Reference Exhibit Number   Description   Schedule/ Form   File No.   Exhibit   Filing Date                       3.1   Second Amended and Restated Certificate of Incorporation of Yellowstone Acquisition Company.   8-K   001-39648   3.1   January 31, 2022                       3.2   Bylaws of Sky Harbour Group Corporation.   8-K   001-39648   3.2   January 31, 2022                       10.1 (+)   Stockholders’ Agreement, dated as of January 25, 2022, by and among Sky Harbour Group Corporation, Tal Keinan, Due West Partners LLC, Center Sky Harbour LLC, BOC Yellowstone I LLC, and BOC Yellowstone II LLC.   8-K   001-39648   10.1   January 31, 2022                       10.2 (+)   Registration Rights Agreement, dated as of September 14, 2021 by and among Sky Harbour LLC, the Existing Sky Equityholders, BOC YAC, the Sponsor and the BOC PIPE investors.   8-K   001-39648   10.2   January 31, 2022   26 Table of Contents   10.3   Amendment No. 1 to the Registration Rights Agreement, dated as of February 28, 2022 by and among Sky Harbour LLC, the Existing Sky Equityholders, BOC YAC, the Sponsor and the BOC PIPE investors.   10-K   001-39648   10.3   March 28, 2022                       10.4 (+)   Tax Receivable Agreement, dated as of January 25, 2022, by and among Sky Harbour Group Corporation, the Existing Sky Equityholders and the TRA Holder Representative.   8-K   001-39648   10.3   January 31, 2022                       10.5 (+)   Third Amended and Restated Operating Agreement of Sky Harbour LLC.   8-K   001-39648   10.4   January 31, 2022                       10.6 (*)   Sky Harbour Group Corporation 2022 Incentive Award Plan.   8-K   001-39648   10.5   January 31, 2022                       10.7 (*)   Sky Harbour Group Corporation 2022 Incentive Award Plan - Form of Restricted Stock Unit Agreement.   8-K   001-39648   10.6   January 31, 2022                       10.8 (*)   Form of Director and Officer Indemnification Agreement.   8-K   001-39648   10.7   January 31, 2022                       10.9 (*)   Employment Agreement with Francisco Gonzalez.   8-K   001-39648   10.8   January 31, 2022                       10.10 (*)   Employment Agreement with Alex Saltzman.   8-K   001-39648   10.9   January 31, 2022                       10.11   Trust Indenture between the Public Finance Authority and The Bank of New York Mellon.   8-K   001-39648   10.10   January 31, 2022                       10.12   Specimen Series 2021 Bonds (included as part of Exhibit 10.11).   8-K   001-39648   10.11   January 31, 2022                       10.13   Loan Agreement by and between the Public Finance Authority, Sky Harbour Sugar Land Airport, LLC, Sky Harbour Opa Locka Airport, LLC, Nashville Hangars LLC, APA Hangars LLC and DVT Hangars LLC.   8-K   001-39648   10.12   January 31, 2022                       10.14   Ground Sublease between Sunborne XVI, LTD. and APA Hangars LLC.   8-K   001-39648   10.13   January 31, 2022                       10.15 (+)   Unsubordinated Ground Lease and Option to Lease Additional Land between City of Phoenix and DVT Hangars LLC.   8-K   001-39648   10.14   January 31, 2022                       10.16   Lease Agreement by and between The Metropolitan Nashville Airport Authority and Sky Harbour LLC.   8-K   001-39648   10.15   January 31, 2022                       10.17 (+)   First Amendment to the Lease Agreement by and between The Metropolitan Nashville Airport Authority and Nashville Hangars LLC.   8-K   001-39648   10.16   January 31, 2022                       10.18 (+)   Sublease Agreement by and between AA Acquisitions, LLC and Sky Harbour Opa Locka Airport, LLC.   8-K   001-39648   10.17   January 31, 2022                       10.19 (+)   First Amendment to Sublease Agreement between AA Acquisitions, LLC and Sky Harbour Opa Locka Airport, LLC.   8-K   001-39648   10.18   January 31, 2022                       10.20   Amended and Restated Standard Form Airport Corporate Hangar Land Lease between the City of Sugar Land and Sky Harbour Sugar Land Airport, LLC.   8-K   001-39648   10.19   January 31, 2022                       10.21   Amendment No. 2 to the Standard Form Airport Corporate Hangar Land Lease between the City of Sugar Land and Sky Harbour Sugar Land Airport, LLC.   8-K   001-39648   10.20   January 31, 2022                       10.22   Forward Purchase Agreement dated January 17, 2022.   8-K   001-39648   10.1   January 18, 2022                       10.23 (+)   Purchase and Sale Agreement by and between AA Acquisitions, LLC and OPF Hangars Landlord LLC.   10-K   001-39648   10.25   March 28, 2022   27 Table of Contents   10.24   Payment Agreement dated March 7, 2022.   8-K   001-39648   10.1   March 11, 2022                       10.25 (*)   Employment Agreement with Tal Keinan.   8-K   001-39648   10.1   March 28, 2022                       10.26 (*)   First Amendment to Employment Agreement with Alex Saltzman.   8-K   001-39648   10.2   March 28, 2022                       10.27 (*)   Amendment to Amended and Restated Employment Agreement with Francisco Gonzalez.   8-K   001-39648   10.3   March 28, 2022                       31.1 (#)   Certification of the Chief Executive Officer required by Rule 13a-14(a) or Rule 15d-14(a).                                       31.2 (#)   Certification of the Chief Financial Officer required by Rule 13a-14(a) or Rule 15d-14(a).                                       32.1 (#)(##)   Certification of the Chief Executive Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18   U.S.C. 1350.           32.2 (#)(##)   Certification of the Chief Financial Officer required by Rule 13a-14(b) or Rule 15d-14(b) and 18 U.S.C. 1350.           101.INS (#)   Inline XBRL Instance Document.       101.SCH (#)   Inline XBRL Taxonomy Extension Schema Document.       101.CAL (#)   Inline XBRL Taxonomy Extension Calculation Linkbase Document.       101.DEF (#)   Inline XBRL Taxonomy Extension Definition.       101.LAB (#)   Inline XBRL Taxonomy Extension Label Linkbase Document.       101.PRE (#)   Inline XBRL Taxonomy Presentation Linkbase Document.       104 (#)   Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document.     (*)   Indicates a management contract or compensatory plan. (+)   Certain schedules and exhibits to this Exhibit have been omitted pursuant to Item 601(a)(5) or Item 601(b)(10)(iv), as applicable, of Regulation S-K. The Registrant agrees to furnish supplemental copies of all omitted exhibits and schedules to the Securities and Exchange Commission upon its request. (#)   Filed herewith.  (##)   The certifications attached as Exhibits 32.1, 32.2, and 32.3 that accompany this Report, are not deemed filed with the SEC and are not to be incorporated by reference into any filing of Sky Harbour Group Corporation under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, whether made before or after the date of this Report irrespective of any general incorporation language contained in such filing.   28 Table of Contents   SIGNATURES     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.     SKY HARBOUR GROUP CORPORATION (Registrant)                 By: /s/ Tal Keinan     Tal Keinan Chief Executive (Principal Executive Officer)           May 12, 2022                 By:  /s/ Francisco Gonzalez      Francisco Gonzalez Chief Financial Officer (Principal Financial Officer)           May 12, 2022                 By: /s/ Michael W. Schmitt      Michael W. Schmitt Chief Accounting Officer (Principal Accounting Officer)           May 12, 2022       29