Other Information.
−Removed: Pursuant to Item 408(a) of Regulation S-K, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” during the thirteen weeks ended June 28, 2023 as follows:
+Added: Pursuant to Item 408(a) of Regulation S-K, our directors and officers (as defined in Rule 16a-1(f) under the Exchange Act) adopted or terminated a “Rule 10b5-1 trading arrangement” during the thirteen weeks ended September 27, 2023 as follows:
Name Position
1 unchanged sentence
Expiration Date Aggregate Numbers of Class A Common Stock to be Purchased/Sold
−Removed: Jeff Flug Director Adoption 5/18/2023 8/16/2024 5,960 shares to be sold
+Added: Daniel Meyer Chairman of the Board of Directors Adoption 8/8/2023 4/30/2024 100,000 shares to be sold
Other than as disclosed above, no other officer or director adopted or terminated a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as each term is defined in Item 408(a) of Regulation S-K.
9 unchanged sentences
S-1/A 4.1 1/28/2015
−Removed: Cooperation Agreement, dated May 15, 2023, by and among Engaged Capital Flagship Master Fund, LP, Engaged Capital Co-Invest XV, LP, Engaged Capital Co-Invest XV-A, LP, Engaged Capital Flagship Fund, LP, Engaged Capital Flagship Fund, Ltd., Engaged Capital, LLC, Engaged Capital Holdings, LLC, Glenn W.
−Removed: Welling and Shake Shack Inc.
−Removed: 8-K 10.1 5/16/2023
−Removed: Amendment No.
−Removed: 4 to Stockholders Agreement, dated and effective as of May 15, 2023, by and among Shake Shack Inc., SSE Holdings, LLC, the Meyer Stockholders and the LGP Stockholders.
−Removed: 8-K 10.2 5/16/2023
−Removed: Amendment No.
−Removed: 5 to Stockholders Agreement, dated and effective as of May 15, 2023, by and among Shake Shack Inc., SSE Holdings, LLC and the Meyer Stockholders.
−Removed: 8-K 10.3 5/16/2023
−Removed: Letter Agreement by and between Jeffrey D.
−Removed: Lawrence and Shake Shack Inc., dated May 15, 2023
−Removed: 8-K 10.4 5/16/2023
Letter Agreement by and between Charles J.
4 unchanged sentences
Fourth Amendment to Credit Agreement, dated as of June 29, 2023, by and among SSE Holdings, LLC, the Guarantors party hereto, the Lenders party hereto, and JPMorgan Chase Bank, National Association, as Administrative agent
+Added: 10.7 8/4/2023
Certification of the Principal Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
13 unchanged sentences
Shake Shack Inc.
−Removed: August 4, 2023 By:
+Added: November 3, 2023 By:
/s/ Randy Garutti
2 unchanged sentences
(Principal Executive Officer and Duly Authorized Officer)
−Removed: August 4, 2023 By:
+Added: November 3, 2023 By:
/s/ Katherine I.
4 unchanged sentences
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.