OTHER INFORMATION
−Removed: is no information with respect to which information is not otherwise called for by this form.
+Added: following information was required to be disclosed in a Current Report on Form 8-K during the period after this Form 10-Q, but was inadvertently
+Added: not timely reported by the Company.
+Added: Instead of filing such information on a separate Current Report on Form 8-K, we have elected to make
+Added: the following disclosures in this Quarterly Report on Form 10-Q under Item 5.02 :
+Added: 5.02 Departure of Directors or Certain Officers;
+Added: Election of Directors;
+Added: Appointment of Certain Officers;
+Added: Compensatory Arrangements of
+Added: Certain Officers.
+Added: April 8, 2021, the Board of Directors approved paying the accrued fees.
+Added: During that same meeting, the Directors approved one-time performance
+Added: bonuses totaling $275,000 for the Chairman, Chief Executive Officer, Chief Technology Officer, and Chief Financial Officer.
+Added: The executive
+Added: performance bonuses and the accrued director fees were paid the following week.
+Added: Incorporated by Reference
+Added: Filed/Furnished
+Added: of Incorporation of Cipherloc Corporation, as amended
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the
+Added: Company with the Secretary of State of Texas on March 27, 1995
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Correction filed by the
+Added: Company with the Secretary of State on September 9, 1996
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the
+Added: Company with the Secretary of State on February 28, 2001
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Articles of Amendment filed by the
+Added: Company with the Secretary of State on May 26, 2005
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the
+Added: Company with the Secretary of State on June 9, 2011
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the
+Added: Company with the Secretary of State on June 13, 2013
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the
+Added: Company with the Secretary of State on August 27, 2014
+Added: of Correction filed with the Secretary of State of Nevada on February 8, 2021, correcting the Certificate of Amendment filed by the
+Added: Company with the Secretary of State on March 26, 2018
+Added: and Restated Bylaws of Cipherloc Corporation
+Added: of Common Stock Purchase Warrant of Cipherloc Corporation, issued in March 2021 Private Offering
+Added: of Purchase Warrant Issued to Placement Agent and its Assigns dated April 16, 2021
+Added: Agreement, effective January 15, 2021, between CipherLoc Corporation, the Carmel Trust, the Carmel Trust II, James LaGanke, individually
+Added: and as Trustee of both the Trust and Trust II
+Added: of Securities Purchase Agreement dated March 31, 2021, by and between Cipherloc Corporation, and each of the purchasers party thereto
+Added: of Registration Rights Agreement dated March 31, 2021, by and between Cipherloc Corporation, and each of the purchasers party thereto
+Added: of Lock-Up Agreement (March 2021 Offering)
+Added: Agent Agreement dated January 11, 2021, by and between Cipherloc Corporation and Paulson Investment Company, LLC
+Added: Indemnification
+Added: Agreement dated February 22, 2021, by and between Cipherloc Corporation and Paulson Investment Company, LLC
+Added: 6, 2020, Technology Partnership and Authorized Reseller Licensing Agreement between Cipherloc Corporation and ECS Federal, LLC
+Added: 13, 2020, Authorized Reseller / Developer Agreement between Cipherloc Corporation and Arnouse Digital Devices
Certification of Principal Executive Officer Pursuant to the Securities Exchange Act of 1934, Rules 13a-14 and 15d-14, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
4 unchanged sentences
Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
−Removed: to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934 the registrant has duly caused this report to
−Removed: be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: February 16, 2021
+Added: Instance Document
+Added: Taxonomy Extension Schema Document
+Added: Taxonomy Extension Calculation Linkbase Document
+Added: Taxonomy Extension Definition Linkbase Document
+Added: Taxonomy Extension Label Linkbase Document
+Added: Taxonomy Extension Presentation Linkbase Document
+Added: management contract or compensatory plan or arrangement.
+Added: Certain confidential portions of this Exhibit were omitted by means of marking such portions with brackets (“
+Added: [****] ”)
+Added: because the identified confidential portions (i) are not material and (ii) would be competitively harmful if publicly disclosed.
+Added: to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
+Added: the undersigned thereunto duly authorized.
David Chasteen
Executive Officer
−Removed: to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934 the registrant has duly caused this report to
−Removed: be signed on its behalf by the undersigned, thereunto duly authorized.
−Removed: February 16, 2021
+Added: Executive Officer)
Financial Officer
+Added: Accounting/Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.