Stellus Capital Investment Corp 10-Q

Item 5. Other Information None. Item 6. EXHIBITS. The following exhibits are filed as part of this report or hereby incorporated by reference to exhibits filed with the SEC: 78 TABLE OF CONTENTS ​ Exhibit Number ​ ​ Description ​ ​  3.1 ​ ​ Articles of Amendment and Restatement (Incorporated by reference to Exhibit (a)(1) to the Registrant’s Registration Statement on Form N-2 (File No. 333-184195), filed on October 23, 2012). ​ ​  3.2 ​ ​ Bylaws (Incorporated by reference to Exhibit (b)(1) to the Registrant’s Registration Statement on Form N-2 (File No. 333-184195), filed on October 23, 2012). ​ ​  4.1 ​ ​ Form of Stock Certificate (Incorporated by reference to Exhibit (d) to the Registrant’s Registration Statement on Form N-2 (File No. 333-184195), filed on October 23, 2012). ​ ​ 31.1 ​ ​ Chief Executive Officer Certification pursuant to Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* ​ ​ 31.2 ​ ​ Chief Financial Officer Certification pursuant to Exchange Act Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002* ​ ​ 32.1 ​ ​ Chief Executive Officer Certification pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* ​ ​ 32.2 ​ ​ Chief Financial Officer Certification pursuant to 18 U.S.C Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002* ​ ​ * Filed herewith ​ 79 TABLE OF CONTENTS SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. ​ Dated: May 11, 2022 ​ ​ STELLUS CAPITAL INVESTMENT CORPORATION ​ ​ ​ ​ ​ By: /s/ Robert T. Ladd ​ ​ Name:  Robert T. Ladd Title:    Chief Executive Officer and President ​ ​ ​ ​ ​ By: /s/ W. Todd Huskinson ​ ​ Name:  W. Todd Huskinson Title:    Chief Financial Officer ​ 80