1 unchanged sentence
Evaluation and Disclosure Controls and Procedures
−Removed: Management, specifically our chief executive officer and chief financial officer (the same person), evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act) as of March 31, 2021 (the “Evaluation Date”).
+Added: Management, specifically our chief executive officer and chief financial officer (the same person), evaluated the effectiveness of our disclosure controls and procedures (as defined in Rules 13a-15(e) and 15d-15(e) under the Exchange Act) as of June 30, 2021 (the “Evaluation Date”).
Based upon that evaluation, the chief executive officer and the chief financial officer (same person) concluded that, as of the Evaluation Date, our disclosure controls and procedures are effective to ensure that information required to be disclosed by us in the reports that we file or submit under the Exchange Act (i) are recorded, processed, summarized and reported, within the time periods specified in the SEC’s rules and forms and (ii) are accumulated and communicated to management, specifically our chief executive officer and chief financial officer, as appropriate to allow timely decisions regarding required disclosure.
Changes in Internal Control Over Financial Reporting
−Removed: There was no change in our internal control over financial reporting (as defined in Rules 13a-15(f) or 15d-15(f) under the Exchange Act) identified in connection with the evaluation required by Rules 13a-15(d) or 15d-15(d) that occurred during the fiscal quarter ended March 31, 2021 that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.
+Added: There was no change in our internal control over financial reporting (as defined in Rules 13a-15(f) or 15d-15(f) under the Exchange Act) identified in connection with the evaluation required by Rules 13a-15(d) or 15d-15(d) that occurred during the fiscal quarter ended June 30, 2021 that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.
OTHER INFORMATION
3 unchanged sentences
Certificate of Amendment to Certificate of Incorporation filed on October 7, 2019 (2)
+Added: Certificate of Amendment to Certificate of Incorporation filed on June 25, 2021 (11)
Amended and Restated Bylaws, effective as of November 25, 2019 (3)
12 unchanged sentences
Form of 7.75% Notes due 2025 (included as Exhibit A to Exhibit 4.9 above)
+Added: Specimen 7.75% Series A Cumulative Redeemable Preferred Stock Certificate.(11)
Employment Agreement by and between John L.
10 unchanged sentences
2016 Equity Compensation Plan between the Company and each of John L., Villano and Peter J.
+Added: Master Repurchase Agreement and Securities Contract, dated as of July 21, 2021, between the Company and Churchill MRA Funding I LLC.
+Added: Custodial Agreement, dated as of July 21, 2021, among the Company, Churchill MRA Funding I LLC.
+Added: Bank National Association.
Chief Executive Officer Certification as required under section 302 of the Sarbanes Oxley Act *
24 unchanged sentences
(10) Previously filed as an exhibit to the Current Report on Form 8-K on April 13, 2021 and incorporated herein by reference.
+Added: (11) Previously filed as an exhibit to the Current Report on Form 8-K on June 29, 2021 and incorporated herein by reference
+Added: Previously filed as an exhibit to the Current Report on Form 8-K on July 27, 2021 and incorporated herein by reference
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
SACHEM CAPITAL CORP.
+Added: August 16, 2021
President, Chief Executive Officer and Chief Financial Officer (Principal Executive Officer & Principal Financial Officer))
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.