STARBUCKS CORP 10-Q

Item 5. Other Information Insider Adoption or Termination of Trading Arrangements: During the fiscal quarter ended December 31, 2023, none of our directors or officers informed us of the adoption or termination of a “Rule 10b5-1 trading arrangement” or “non-Rule 10b5-1 trading arrangement,” as those terms are defined in Regulation S-K, Item 408, except as described in the table below: 36 Table of Contents Name & Title Date Adopted Character of Trading Arrangement (1) Aggregate Number of Shares of Common Stock to be Purchased or Sold Pursuant to Trading Arrangement Duration (5) Other Material Terms Date Terminated Rachel Ruggeri, executive vice president, chief financial officer November 28, 2023 Rule 10b5-1 Trading Arrangement Up to $900,000 of shares to be sold (2) Plus Up to 4,979 shares to be sold (3) Plus Up to 2,165 shares to be sold (4) December 3, 2024 (6) N/A N/A (1) Except as indicated by footnote, each trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” is intended to satisfy the affirmative defense of Rule 10b5-1(c), as amended (the “Rule”). (2) Ms. Ruggeri’s trading plan provides for the sale of up to $300,000 of shares pursuant to each of three orders, to be entered in March, May, and August 2024, respectively, with such sales subject to a limit price of $80 during the applicable good-until-cancelled period for such order. (3) Ms. Ruggeri’s trading plan provides for the sale, on November 11, 2024, at market price, of up to 4,979 shares to be received by Ms. Ruggeri upon the vesting of performance-based RSUs in November 2024. (4) Ms. Ruggeri’s trading plan provides for the sale, on November 18, 2024, at market price, of up to up to 2,165 shares to be received by Ms. Ruggeri upon the vesting of time-based RSUs in November 2024. (5) Except as indicated by footnote, each trading arrangement permitted or permits transactions through and including the earlier to occur of (a) the completion of all purchases or sales or the expiration of all of the orders relating to such trades, or (b) the date listed in the table. The trading arrangement marked as a “Rule 10b5-1 Trading Arrangement” only permits transactions upon expiration of the applicable mandatory cooling-off period under the Rule. (6) The arrangement also provides for automatic expiration in the event of Ms. Ruggeri’s death, bankruptcy, or insolvency, notice from Ms. Ruggeri or her agent of termination of the trading arrangement, or a determination by the broker that the trading arrangement has been terminated or that a breach by Mr. Ruggeri has occurred or upon the broker’s exercise of its termination rights under the trading arrangement. 37 Table of Contents Item 6. Exhibits Incorporated by Reference Exhibit No. Exhibit Description Form File No. Date of Filing Exhibit Number Filed Herewith 3.1 Restated Articles of Incorporation of Starbucks Corporation 10-Q 000-20322 4/28/2015 3.1 3.2 Amended and Restated Bylaws of Starbucks Corporation (As amended and restated through March 17, 2021) 8-K 000-20322 3/19/2021 3.1 31.1 Certification of Principal Executive Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 — — — — X 31.2 Certification of Principal Financial Officer Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934, as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 — — — — X 32* Certifications of Principal Executive Officer and Principal Financial Officer Pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 — — — — — 101 The following financial statements from the Company’s 10-Q for the fiscal quarter ended December 31, 2023, formatted in iXBRL: (i) Consolidated Statements of Earnings, (ii) Consolidated Statements of Comprehensive Income, (iii) Consolidated Balance Sheets, (iv) Consolidated Statements of Cash Flows, (v) Consolidated Statements of Equity, and (vi) Notes to Consolidated Financial Statements — — — — X 104 Cover Page Interactive Data File (formatted in iXBRL and contained in Exhibit 101) — — — — X * Furnished herewith. 38 Table of Contents SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. January 30, 2024 STARBUCKS CORPORATION By: /s/ Rachel Ruggeri Rachel Ruggeri executive vice president, chief financial officer Signing on behalf of the registrant and as principal financial officer 39