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Item 5. Other Information

2025-05-15 compared with 2024-11-14 · 40 added, 46 removed, 25 unchanged (77% of the section changed)

OTHER INFORMATION.

have no information to disclose that was required to be disclosed in a Current Report on Form 8-K during the three months ended September

30, 2024 but was not reported, other than as disclosed below.

There have been no material changes to the procedures by which security

holders may recommend nominees to our board of directors where those changes were implemented after the Company last provided disclosure

of such procedures.

to the First July 2024 Boustead Warrant Assignment Agreement, all of the rights to the July 2024 Boustead Warrant were assigned by Boustead

Pursuant to the Second July 2024 Boustead Warrant Assignment Agreement, all of the rights to the July 2024 Boustead Warrant

were assigned by Sutter to the Warrant Assignee, a registered representative of Sutter.

Pursuant to the First July 2024 Boustead Warrant

Assignment Agreement and the Second July 2024 Boustead Warrant Assignment Agreement, the July 2024 Boustead Warrant was cancelled, and

the July 2024 Assignee Warrant was issued to the Warrant Assignee.

The terms of the July 2024 Assignee Warrant are identical to those

of the July 2024 Boustead Warrant.

July 2024 Assignee Warrant is filed as Exhibit 4.1 to this Quarterly Report on Form 10-Q, and the description above is qualified in its

entirety by reference to the full text of such exhibit.

The First July 2024 Boustead Warrant Assignment Agreement and the Second July

2024 Boustead Warrant Assignment Agreement are filed as Exhibit 10.4 and Exhibit 10.5 to this Quarterly Report on Form 10-Q, respectively,

and the description above is qualified in its entirety by reference to the full text of such exhibits.

have no information to disclose that was required to be disclosed in a Current Report on Form 8-K during the three months ended March

31, 2025 but was not reported.

of our directors or “officers,” as defined in Rule 16a-1(f) under the Exchange Act, adopted or terminated a Rule 10b5-1 trading

plan or arrangement or a non-Rule 10b5-1 trading plan or arrangement, as defined in Item 408(c) of Regulation S-K, during the fiscal

quarter ended March 31, 2025.

Agreement and Plan of Merger among Asset Entities Inc., Alpha Merger Sub, LLC, Strive Enterprises, Inc., and Strive Asset Management, LLC, dated as of May 6, 2025* (incorporated by reference to Exhibit 2.1 to Current Report on Form 8-K filed on May 7, 2025)

Articles of Incorporation of Asset Entities Inc.

(incorporated by reference to Exhibit 3.1 to Registration Statement on Form S-1 filed on September 2, 2022)

Bylaws of Asset Entities Inc.

(incorporated by reference to Exhibit 3.2 to Registration Statement on Form S-1 filed on September 2, 2022)

Certificate of Designation of Series A Convertible Preferred Stock of Asset Entities Inc.

filed with the Secretary of State of the State of Nevada on May 24, 2024 (incorporated by reference to Exhibit 3.3 to Registration Statement on Form S-1 filed on June 7, 2024)

Certificate of Amendment to Designation of Series A Convertible Preferred Stock of Asset Entities Inc.

Certificate of Amendment to Designation of Asset Entities Inc.

filed with the Secretary of State of the State of Nevada on June 14, 2024 (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on June 20, 2024)

5 unchanged sentences

filed with the Secretary of State of the State of Nevada at 11:38 AM Pacific Daylight Time on September 4, 2024 (incorporated by reference to Exhibit 3.7 to Registration Statement on Form S-1 filed on October 31, 2024)

Warrant to Purchase Class B Common Stock issued to Michael R.

Jacks, dated as of July 29, 2024 (incorporated by reference to Exhibit 4.8 to Registration Statement on Form S-1 filed on August 9, 2024)

Sales Agreement, dated as of September 27, 2024, between Asset Entities Inc.

and A.G.P./Alliance Global Partners (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on September 30, 2024)

Waiver and Consent, dated as of September 20, 2024, between Asset Entities Inc.

and Ionic Ventures, LLC (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on September 23, 2024)

Limited Waiver and Consent, dated as of September 26, 2024, between Asset Entities Inc.

and Boustead Securities, LLC (incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed on September 27, 2024)

Assignment and Assumption Agreement, dated as of July 30, 2024, among Boustead Securities, LLC, Sutter Securities, Inc., and Asset Entities Inc.

(incorporated by reference to Exhibit 10.34 to Registration Statement on Form S-1 filed on August 9, 2024)

Assignment and Assumption Agreement, dated as of July 30, 2024, among Sutter Securities, Inc., Michael R.

Jacks, Boustead Securities, LLC, and Asset Entities Inc.

(incorporated by reference to Exhibit 10.35 to Registration Statement on Form S-1 filed on August 9, 2024)

Certifications

of Principal Executive Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certifications

of Principal Financial and Accounting Officer filed pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

Certifications

of Principal Executive Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certifications

of Principal Financial and Accounting Officer furnished pursuant to Section 906 of the Sarbanes-Oxley Act of 2002

Certificate of Amendment to Designation of Series A Convertible Preferred Stock of Asset Entities Inc.

filed with the Secretary of State of the State of Nevada on January 22, 2025 (incorporated by reference to Exhibit 3.1 to Current Report on Form 8-K filed on January 22, 2025)

Bylaws of Asset Entities Inc.

(incorporated by reference to Exhibit 3.2 to Registration Statement on Form S-1 filed on September 2, 2022)