Rezolute, Inc. 10-K

Item 5. Market for Registrant's Common Equity, Related Stockholder Matters and Issuer Purchases of Equity Securities. Market Information Since November 9, 2020, our common stock has traded on Nasdaq under the symbol “RZLT”. 20 ​ Table of Contents Holders As of September 13, 2024, there were 261 holders of record of our common stock. We believe the number of beneficial owners of our common stock is substantially greater than the number of record holders because a large portion of our outstanding common stock is held of record in broker “street names” for the benefit of individual investors. Dividends We have never paid cash dividends and intend to employ all available funds in the development of our business. We have no plans to pay cash dividends in the foreseeable future. Recent Sales of Unregistered Securities None. Securities Authorized for Issuance Under Equity Compensation Plans Presented below is information about our equity compensation plans as of June 30, 2024 (shares in thousands): ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Shares to be Issued Upon ​ Securities ​ ​ ​ Plan Exercise of Outstanding Options: ​ Available ​ ​ ​ Termination Number of ​ ​ Weighted Average ​ For Future ​ ​ ​ Date Shares ​ ​ Exercise Price ​ Issuance Equity compensation plans approved by security holders: ​ ​ ​ ​ ​ ​ ​ ​ ​ 2015 Non-Qualified Stock Option Plan ​ ​ February 23, 2020 17 ​ $ 19.86 ​ — 2016 Non-Qualified Stock Option Plan ​ ​ October 31, 2021 123 ​ ​ 16.93 ​ — 2021 Equity Incentive Plan ​ ​ March 31, 2031 10,276 ​ ​ 3.51 ​ 342 2022 Employee Stock Purchase Plan ​ ​ Indefinite — ​ ​ — ​ 500 Equity compensation plans not approved by security holders: ​ ​ ​ ​ ​ ​ ​ ​ ​ 2019 Non-Qualified Stock Option Plan ​ ​ July 31, 2029 200 ​ ​ 14.50 ​ — Inducement Stock Option ​ ​ January 23, 2029 275 ​ ​ 1.02 ​ — ​ ​ ​ ​ ​ ​ ​ ​ ​ ​ Total ​ ​ ​ 10,891 ​ ​ 3.82 ​ 842 ​ ​ Item 6. [Reserved] ​