What changed 10-Q

Item 4. Controls and Procedures

2026-05-06 compared with 2026-02-06 · 3 added, 2 removed, 12 unchanged (29% of the section changed)

7 unchanged sentences

Changes in Internal Control over Financial Reporting

There were no changes during the three months ended December 31, 2025 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

There were no changes during the three months ended March 31, 2026 that have materially affected, or are reasonably likely to materially affect, our internal control over financial reporting.

RAYMOND JAMES FINANCIAL, INC.

2 unchanged sentences

LEGAL PROCEEDINGS

Not applicable.

During the six months ended March 31, 2026, there have been no material changes to the risk factors set forth under “Part 1 - Item 1A.

Risk factors” of our 2025 Form 10-K.

Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.