OTHER INFORMATION
−Removed: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended December 31, 2024.
−Removed: RAYMOND JAMES FINANCIAL, INC.
−Removed: AND SUBSIDIARIES Index
+Added: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended March 31, 2025.
Exhibit Number Description
8 unchanged sentences
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023.
−Removed: Raymond James Financial, Inc.
−Removed: Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024).
−Removed: Form of Restricted Stock Unit Award Notice and Agreement for Management Award for U.S.
−Removed: Employees under the Amended and Restated 2012 Stock Incentive Plan.
−Removed: Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for U.S.
−Removed: Employees under the Amended and Restated 2012 Stock Incentive Plan.
−Removed: Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) for U.S.
−Removed: Employees under the Amended and Restated 2012 Stock Incentive Plan.
−Removed: 31.1 Certification of Paul C.
−Removed: Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: Amended and Restated Raymond James Financial, Inc.
+Added: 2003 Employee Stock Purchase Plan (as amended through February 20, 2025).
+Added: Form of Deferred Share Unit Agreement for Directors (Deferred Payment Event) under the Amended and Restated 2012 Stock Incentive Plan.
+Added: Form of Deferred Share Unit Agreement for Directors (Separation from Service Election) under the Amended and Restated 2012 Stock Incentive Plan .
+Added: 31.1 Certification of Paul M.
+Added: Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
31.2 Certification of Jonathan W.
pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 32 Certification of Paul C.
−Removed: Reilly and Jonathan W.
+Added: 32 Certification of Paul M.
+Added: Shoukry and Jonathan W.
pursuant to Rule 13a-14(b) and 18 U.S.C.
12 unchanged sentences
RAYMOND JAMES FINANCIAL, INC.
−Removed: February 7, 2025 /s/ Paul C.
−Removed: Chair and Chief Executive Officer (Principal Executive Officer) and Director
−Removed: February 7, 2025 /s/ Jonathan W.
+Added: May 7, 2025 /s/ Paul M.
+Added: Chief Executive Officer (Principal Executive Officer)
+Added: May 7, 2025 /s/ Jonathan W.
Chief Financial Officer (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.