OTHER INFORMATION
−Removed: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended June 30, 2024.
+Added: None of our directors or officers adopted or terminated a Rule 10b5-1 trading arrangement or a non-Rule 10b5-1 trading arrangement during the three months ended December 31, 2024.
+Added: RAYMOND JAMES FINANCIAL, INC.
+Added: AND SUBSIDIARIES Index
Exhibit Number Description
8 unchanged sentences
3.2 Amended and Restated By-Laws of Raymond James Financial, Inc., reflecting amendments adopted by the Board of Directors on August 21, 2023, incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K, filed with the Securities and Exchange Commission on August 25, 2023.
+Added: Raymond James Financial, Inc.
+Added: Amended and Restated 2012 Stock Incentive Plan (as amended through December 3, 2024).
+Added: Form of Restricted Stock Unit Award Notice and Agreement for Management Award for U.S.
+Added: Employees under the Amended and Restated 2012 Stock Incentive Plan.
+Added: Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (time-based vesting) for U.S.
+Added: Employees under the Amended and Restated 2012 Stock Incentive Plan.
+Added: Form of Restricted Stock Unit Award Notice and Agreement for Stock Bonus Award (performance-based vesting with rTSR) for U.S.
+Added: Employees under the Amended and Restated 2012 Stock Incentive Plan.
31.1 Certification of Paul C.
Reilly pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
−Removed: 31.2 Certification of Paul M.
−Removed: Shoukry pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
+Added: 31.2 Certification of Jonathan W.
+Added: pursuant to Rule 13a-14(a), as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
32 Certification of Paul C.
−Removed: Reilly and Paul M.
−Removed: Shoukry pursuant to Rule 13a-14(b) and 18 U.S.C.
+Added: Reilly and Jonathan W.
+Added: pursuant to Rule 13a-14(b) and 18 U.S.C.
Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002.
6 unchanged sentences
104 Cover Page Interactive Data File - the cover page interactive data file does not appear in the Interactive Data File because its XBRL tags are embedded within the Inline XBRL document.
+Added: * Indicates a management contract or compensatory plan or arrangement in which a director or executive officer participates.
RAYMOND JAMES FINANCIAL, INC.
−Removed: AND SUBSIDIARIES
−Removed: Management’s Discussion and Analysis
+Added: AND SUBSIDIARIES Index
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
RAYMOND JAMES FINANCIAL, INC.
−Removed: August 6, 2024 /s/ Paul C.
−Removed: Chair and Chief Executive Officer
−Removed: August 6, 2024 /s/ Paul M.
−Removed: President and Chief Financial Officer
+Added: February 7, 2025 /s/ Paul C.
+Added: Chair and Chief Executive Officer (Principal Executive Officer) and Director
+Added: February 7, 2025 /s/ Jonathan W.
+Added: Chief Financial Officer (Principal Financial Officer)
Compared sentence by sentence after normalising whitespace, quotation marks, case and digits, so re-formatting and restated figures do not read as changed language. Wording changes appear as one removal and one addition. The current filing and the prior one are authoritative.